CS
Carson L. Stallings
FIRST HEARTLAND CONSULTANTS
ELIZABETH CITY, NC 27909
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CRD#: 6539358
CS
Professional summary
Carson Lyle Stallings, who also goes by Carson Stallings, is a registered financial advisor currently at FIRST HEARTLAND CONSULTANTS, INC. located in Elizabeth City, North Carolina and FIRST HEARTLAND CAPITAL, INC. located in Elizabeth City, North Carolina.
Carson is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2015. Carson has worked at 3 firms and has passed the Series 65, Series 63, Series 7TO, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Carson Stallings
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
A & A Insurance LLC, Investment related, Property & Casualty Insurance, OWNER/PART OWNER, Start Date: 02/01/2017. NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 80. ADDRESS: 1800 W City Dr, Elizabeth City NC 27909 Labyrinth Financial, Investment related, Marketing insurance products. Through A & A, AGENT/BROKER, Start Date: 02/01/2017 A & A Insurance and Investments, Inc., Investment Related, Marketing of insurance and financial services., AGENT/BROKER, Start Date: 05/17/2022 When Animals Attack, LLC, Not Investment Related, Youtube channel. Content creator is hired. Member of LLC. SHAREHOLDER/INVESTOR, Start Date: 08/01/2024 CSP Properties, LLC, Not Investment Related, Rental property. One of several members. MEMBER, Start Date: 09/01/2023 Real estate ownership, Not Investment Related, Real estate investing. Occasionally seeking renovation properties., Owner, Start Date: 10/01/2023
CRS (Client Relationship Summary) - RIA
Click below to view Carson Lyle Stallings's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
December 22, 2023 - Present
FIRST HEARTLAND CONSULTANTS, INC.
Office #1: 1800 West City Dr, Elizabeth City, NC 27909RIA
CRD#: 110377
ELIZABETH CITY, NC
Current
December 20, 2017 - Present
FIRST HEARTLAND CAPITAL, INC.
Office #1: 1800 West City Drive, Elizabeth City, NC 27909BD
CRD#: 32460
Elizabeth City, NC
Past
September 3, 2015 - December 19, 2017
WOODBURY FINANCIAL SERVICES, INC.
BD
CRD#: 421
ELIZABETH CITY, NC
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
FH
FIRST HEARTLAND CONSULTANTS, INC.
FIRST HEARTLAND ADVISORS INC | FIRST HEARTLAND CONSULTANTS, INC.
CRD#: 110377 / SEC#: 801-46595
RIA
Registered Investment Advisory firm - (5/23/1994 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
North Carolina(12/20/2017)
IAR
North Carolina(12/22/2023)
RR
Texas(8/23/2022)
RR
Utah(5/5/2021)
RR
Virginia(12/20/2017)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 2/27/2024
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
FH
FIRST HEARTLAND CONSULTANTS, INC.
FIRST HEARTLAND ADVISORS INC | FIRST HEARTLAND CONSULTANTS, INC.
CRD#: 110377 / SEC#: 801-46595
RIA
Registered Investment Advisory firm - (5/23/1994 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
4101 Lake St. Louis Blvd, Lake St. Louis, MO 63367
Mailing Address
Phone number
(636) 625-0900
Established
Firm type
Fiscal year end
# of Employees
92
SEC notice filing (52 States and Territories)
Documents
Part 2 Brochures
Regulatory assets under management
| Total Number of Accounts | 9,231 |
| AUM (Assets Under Management) | $ 1,771,078,009 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/13/2025 | ||
| 08/12/2024 | ||
| 12/07/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
