LC
Lisa J. Cohen
DAVIS DISTRIBUTORS
TUCSON, AZ 85706
Some features on this profile are disabled
CRD#: 6539159
LC
Professional summary
Lisa J Cohen, who also goes by Lisa Justine Cohen, Lisa Cohen, is a registered financial professional currently at DAVIS DISTRIBUTORS, LLC located in Tucson, Arizona.
Lisa is registered as a RR (Registered Representative) and started their career in finance in 2016. Lisa has worked at 1 firm and has passed the Series 63, Series 99TO, SIE, Series 6 and Series 26 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Lisa Justine Cohen | Lisa Cohen
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Lisa J Cohen's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 16, 2021 - Present
DAVIS DISTRIBUTORS, LLC
Office #1: 3600 E. Hemisphere Loop, Tucson, AZ 85706BD
CRD#: 7975
TUCSON, AZ
Past
December 19, 2016 - January 10, 2020
DAVIS DISTRIBUTORS, LLC
BD
CRD#: 7975
TUCSON, AZ
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(6/21/2021)
RR
Alaska(6/21/2021)
RR
Arizona(6/21/2021)
RR
Arkansas(6/21/2021)
RR
California(6/21/2021)
RR
Colorado(6/21/2021)
RR
Connecticut(6/21/2021)
RR
Delaware(6/21/2021)
RR
District of Columbia(6/21/2021)
RR
Florida(6/21/2021)
RR
Georgia(6/21/2021)
RR
Hawaii(6/21/2021)
RR
Idaho(6/21/2021)
RR
Illinois(6/21/2021)
RR
Indiana(6/21/2021)
RR
Iowa(6/21/2021)
RR
Kansas(6/21/2021)
RR
Kentucky(6/21/2021)
RR
Louisiana(6/21/2021)
RR
Maine(6/21/2021)
RR
Maryland(6/21/2021)
RR
Massachusetts(6/21/2021)
RR
Michigan(6/21/2021)
RR
Minnesota(6/21/2021)
RR
Mississippi(6/21/2021)
RR
Missouri(6/21/2021)
RR
Montana(6/21/2021)
RR
Nebraska(6/21/2021)
RR
Nevada(6/21/2021)
RR
New Hampshire(6/21/2021)
RR
New Jersey(6/21/2021)
RR
New Mexico(6/21/2021)
RR
New York(6/21/2021)
RR
North Carolina(6/21/2021)
RR
North Dakota(6/21/2021)
RR
Ohio(6/22/2021)
RR
Oklahoma(6/21/2021)
RR
Oregon(6/21/2021)
RR
Pennsylvania(6/21/2021)
RR
Puerto Rico(6/21/2021)
RR
Rhode Island(6/21/2021)
RR
South Carolina(6/21/2021)
RR
South Dakota(6/21/2021)
RR
Tennessee(6/21/2021)
RR
Texas(6/21/2021)
RR
Utah(6/21/2021)
RR
Vermont(6/21/2021)
RR
Virgin Islands(6/21/2021)
RR
Virginia(6/21/2021)
RR
Washington(6/21/2021)
RR
West Virginia(6/21/2021)
RR
Wisconsin(6/21/2021)
RR
Wyoming(6/21/2021)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
DD
DAVIS DISTRIBUTORS, LLC
DAVIS DISTRIBUTORS, LLC | VENTURE ADVISERS, L.P. | VENTURE ADVISERS, INC. | SELECTED/VENTURE ADVISERS, L.P. | DAVIS SELECTED ADVISERS, L.P.
CRD#: 7975 / SEC#: , 8-39258
BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
3600 E. Hemisphere Loop, Tucson, AZ 85706
Mailing Address
2949 East Elvira Road Suite 101, Tucson, AZ 85756
Phone number
(520) 434-3793
Established
Delaware since 05/12/1997
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| DAVIS SELECTED ADVISERS, L.P. | SHAREHOLDER | |
| COHEN, LISA J | CHIEF LEGAL OFFICER AND SECRETARY | 6539159 |
| DAVIS SELECTED ADVISERS- NY, INC. | SHAREHOLDER | |
| EICH, KENNETH CHARLES | CHIEF OPERATIONS OFFICER & PRESIDENT | 1945051 |
| MCLOUGHRY, MICHAELA | CHIEF COMPLIANCE OFFICER | 5005041 |
| TYC, GARY PAUL | CHIEF FINANCIAL OFFICER,VICE PRESIDENT, TREASURER & SECRETARY | 1113505 |
| WIESE, RUSSELL OTIS | CHIEF MARKETING OFFICER | 2590996 |
Disclosures
| Regulatory Event | 2 |
| Civil Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
