ZM
Zachary Morley
ON INVESTMENT MANAGEMENT CO
MADISON, WI 53719
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CRD#: 6538809
ZM
Professional summary
Zachary Morley is a registered financial advisor currently at ON INVESTMENT MANAGEMENT CO located in Madison, Wisconsin and THE O.N. EQUITY SALES COMPANY located in Madison, Wisconsin.
Zachary is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2015. Zachary has worked at 2 firms and has passed the Series 63, Series 65, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1)INSURANCE SALES; NOT INVESTMENT RELATED; 2923 MARKETPLACE DR. SUITE 210 MADISON WI 53719; LIFE INSURANCE; PRODUCER; 07/2015; 75 HOURS/MONTH (50 DURING SECURITY TRADING HOURS; SALE OF LIFE INSURANCE FOR INCOME PROTECTION. 2). Wisconsin financial group; 2923 marketplace drive suite 210 madison WI 53719; yes investment related; selling life insurance; financial Advisor; 07/01/2015-present; 60 hour/month (30 during market hours). 3) Wealth Building Cornerstone; not investment related; 2923 Marketplace Drive Madison WI 53719; Case and tech support; tech support; 02/10/2016-present; 40 hours/month; 40 trading hours/month; Help agents with tech and case support. 4). Easter Seal Wisconsin; Not investment related; 8001 Excelsior Drive, Suite 200, Madison, WI 53717; Non profit organization; Board of Directors; 01/03/2017-present; 1 hour/month(1 during trading hours); Serve of board of directors which requires quarterly board meeting one Friday morning of each quarter. 5). 1124 N. High Point LLC; Not investment related; 1910 Hawks Ridge Drive, Verona, WI 53593; Real Estate - Apartment Complex; General Partner; 09-30-2023-present; 0 hours/month (0 during securities hours/month); General partner investor in an apartment complex.
CRS (Client Relationship Summary) - RIA
Click below to view Zachary Morley's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 27, 2015 - Present
ON INVESTMENT MANAGEMENT CO
Office #1: 2923 Market Place Drive Suite 210, Madison, WI 53719RIA
CRD#: 105662
MADISON, WI
Current
August 17, 2015 - Present
THE O.N. EQUITY SALES COMPANY
Office #1: 2923 Marketplace Drive Suite 210, Madison, WI 53719BD
CRD#: 2936
MADISON, WI
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
OI
ON INVESTMENT MANAGEMENT CO
ON INVESTMENT MANAGEMENT CO
CRD#: 105662 / SEC#: 801-7941
RIA
Registered Investment Advisory firm - (11/14/1971 Approved)Alabama
Registered Investment Advisory firm - (4/15/2002 Terminated)District of Columbia
Registered Investment Advisory firm - (2/9/2001 Terminated)Georgia
Registered Investment Advisory firm - (4/15/2002 Terminated)Indiana
Registered Investment Advisory firm - (12/9/2002 Terminated)Maine
Registered Investment Advisory firm - (4/19/2002 Terminated)Maryland
Registered Investment Advisory firm - (4/15/2002 Terminated)Michigan
Registered Investment Advisory firm - (1/8/2002 Terminated)North Carolina
Registered Investment Advisory firm - (4/15/2002 Terminated)South Carolina
Registered Investment Advisory firm - (4/15/2002 Terminated)West Virginia
Registered Investment Advisory firm - (1/31/2002 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Georgia(1/18/2017)
RR
Illinois(10/17/2016)
IAR
Illinois(10/17/2016)
RR
Missouri(10/11/2016)
IAR
Missouri(9/24/2021)
IAR
Nebraska(10/26/2015)
RR
Nebraska(8/17/2016)
RR
Wisconsin(8/21/2015)
IAR
Wisconsin(8/27/2015)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
OI
ON INVESTMENT MANAGEMENT CO
ON INVESTMENT MANAGEMENT CO
CRD#: 105662 / SEC#: 801-7941
RIA
Registered Investment Advisory firm - (11/14/1971 Approved)Alabama
Registered Investment Advisory firm - (4/15/2002 Terminated)District of Columbia
Registered Investment Advisory firm - (2/9/2001 Terminated)Georgia
Registered Investment Advisory firm - (4/15/2002 Terminated)Indiana
Registered Investment Advisory firm - (12/9/2002 Terminated)Maine
Registered Investment Advisory firm - (4/19/2002 Terminated)Maryland
Registered Investment Advisory firm - (4/15/2002 Terminated)Michigan
Registered Investment Advisory firm - (1/8/2002 Terminated)North Carolina
Registered Investment Advisory firm - (4/15/2002 Terminated)South Carolina
Registered Investment Advisory firm - (4/15/2002 Terminated)West Virginia
Registered Investment Advisory firm - (1/31/2002 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
One Financial Way, Cincinnati, OH 45242
Mailing Address
P.o. Box 371, Cincinnati, OH 45201-0371
Phone number
(855) 262-0913
Established
Firm type
Fiscal year end
# of Employees
3,193
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 12,053 |
| AUM (Assets Under Management) | $ 2,376,953,646 |
Red Flags
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Company Information
ON INVESTMENT MANAGEMENT CO
CRD#: 105662Madison, WI 53719TRUST BUT VERIFY
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