BE
Breanna N. Emmett
TRANSAMERICA RETIREMENT ADVISORS
Commerce Twp, MI
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CRD#: 6538592
BE
Professional summary
Breanna N Emmett, who also goes by Breanna N Emmett, Breanna Nicole Emmett, is a registered financial advisor currently at TRANSAMERICA RETIREMENT ADVISORS, LLC located in Commerce Twp, Michigan and TRANSAMERICA INVESTORS SECURITIES, LLC located in Plymouth, Minnesota.
Breanna is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2015. Breanna has worked at 4 firms and has passed the Series 66, Series 7TO, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Breanna N Emmett | Breanna Nicole Emmett
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Name: Optavia; ADDRESS: PERSONAL RESIDENCE; NOT INVESTMENT RELATED; Position: Coach; BUSINESS DESCRIPTION: Coach people on how to adopt healthy habits and kick unhealthy habits; CAPACITY: SOLE PROPRIETOR; START DATE: 11/1/2021; DUTIES: providing health assesments and coaching people thru the program; HOURS DEVOTED PER MONTH: 40; HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0. 2)Name: Lyft; ADDRESS: PERSONAL RESIDENCE; NOT INVESTMENT RELATED; Position: Driver; BUSINESS DESCRIPTION: Drive people to their location safely; CAPACITY: SOLE PROPRIETOR/PUBLIC COMPANY ; START DATE: 6/21/2021; DUTIES: DRIVING PEOPLE TO THEIR REQUESTED DESTINATION SAFELY; HOURS DEVOTED PER MONTH: 40; HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0. 3)Name: Wag; ADDRESS: PERSONAL RESIDENCE; NOT INVESTMENT RELATED; Position: Dog Walker/Pet Sitter; BUSINESS DESCRIPTION: watch after and walk pets when owners are away; CAPACITY: SOLE PROPRIETOR/PUBLIC COMPANY ; START DATE: 04/17/2023; DUTIES: Watch after and walk pets when owners are away; HOURS DEVOTED PER MONTH: 20; HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0.
CRS (Client Relationship Summary) - RIA
Click below to view Breanna N Emmett's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 8, 2019 - Present
TRANSAMERICA RETIREMENT ADVISORS, LLC
RIA
CRD#: 107319
Commerce Twp, MI
Current
October 8, 2019 - Present
TRANSAMERICA INVESTORS SECURITIES, LLC
BD
CRD#: 32205
Plymouth, MN
Past
July 2, 2019 - July 30, 2019
RBC CAPITAL MARKETS, LLC
RIA
CRD#: 31194
DENVER, CO
Past
October 23, 2018 - July 30, 2019
RBC CAPITAL MARKETS, LLC
BD
CRD#: 31194
DENVER, CO
Past
November 16, 2015 - September 17, 2018
JACKSON NATIONAL LIFE DISTRIBUTORS LLC
BD
CRD#: 40178
DENVER, CO
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TR
TRANSAMERICA RETIREMENT ADVISORS, LLC
DIVERSIFIED INVESTMENT ADVISORS INC | TRANSAMERICA RETIREMENT ADVISORS, LLC | TRANSAMERICA RETIREMENT ADVISORS, INC. | DIVERSIFIED RETIREMENT CORPORATION | DIVERSIFIED INVESTMENT ADVISORS, INC.
CRD#: 107319 / SEC#: 801-42910
RIA
Registered Investment Advisory firm - (12/16/1992 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(10/8/2019)
RR
Alaska(10/8/2019)
RR
Arizona(10/8/2019)
RR
Arkansas(10/8/2019)
RR
California(10/8/2019)
RR
Colorado(10/8/2019)
RR
Connecticut(10/8/2019)
RR
Delaware(10/8/2019)
RR
District of Columbia(10/8/2019)
RR
Florida(10/8/2019)
RR
Georgia(10/8/2019)
RR
Hawaii(10/8/2019)
RR
Idaho(10/8/2019)
RR
Illinois(10/8/2019)
RR
Indiana(10/8/2019)
RR
Iowa(10/8/2019)
IAR
Iowa(6/15/2023)
RR
Kansas(10/8/2019)
RR
Kentucky(10/8/2019)
RR
Louisiana(10/8/2019)
RR
Maine(10/8/2019)
RR
Maryland(10/8/2019)
RR
Massachusetts(10/8/2019)
RR
Michigan(10/8/2019)
IAR
Michigan(4/15/2025)
RR
Minnesota(10/8/2019)
RR
Mississippi(10/8/2019)
RR
Missouri(10/8/2019)
RR
Montana(10/8/2019)
RR
Nebraska(10/8/2019)
RR
Nevada(10/8/2019)
RR
New Hampshire(10/8/2019)
RR
New Jersey(10/8/2019)
RR
New Mexico(10/8/2019)
RR
New York(10/8/2019)
RR
North Carolina(10/8/2019)
RR
North Dakota(10/8/2019)
RR
Ohio(10/8/2019)
RR
Oklahoma(10/8/2019)
RR
Oregon(10/8/2019)
RR
Pennsylvania(10/8/2019)
RR
Puerto Rico(10/8/2019)
RR
Rhode Island(10/8/2019)
RR
South Carolina(10/8/2019)
RR
South Dakota(10/8/2019)
RR
Tennessee(10/8/2019)
RR
Texas(10/8/2019)
RR
Utah(10/8/2019)
RR
Vermont(10/8/2019)
RR
Virginia(10/8/2019)
RR
Washington(10/8/2019)
RR
West Virginia(10/8/2019)
RR
Wisconsin(10/8/2019)
RR
Wyoming(10/8/2019)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 3/29/2019
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
TR
TRANSAMERICA RETIREMENT ADVISORS, LLC
DIVERSIFIED INVESTMENT ADVISORS INC | TRANSAMERICA RETIREMENT ADVISORS, LLC | TRANSAMERICA RETIREMENT ADVISORS, INC. | DIVERSIFIED RETIREMENT CORPORATION | DIVERSIFIED INVESTMENT ADVISORS, INC.
CRD#: 107319 / SEC#: 801-42910
RIA
Registered Investment Advisory firm - (12/16/1992 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
6400 C Street Sw, Cedar Rapids, IA 52499
Mailing Address
Phone number
(866) 368-0566
Established
Firm type
Fiscal year end
# of Employees
383
SEC notice filing (53 States and Territories)
Documents
Part 2 Brochures
Regulatory assets under management
| Total Number of Accounts | 212,836 |
| AUM (Assets Under Management) | $ 16,157,423,229 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/10/2025 | ||
| 10/25/2024 | ||
| 07/25/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
