Jennifer L. Harris
Professional summary
Jennifer Lee Harris, who also goes by Jennifer L Harris, J Harris, Jennifer Harris, Jenny L Harris, Jenny Lee Harris, Jenny Harris, J Kieckhefer, Jennifer L Kieckhefer, Jennifer Lee Kieckhefer, Jennifer Kieckhefer, Jenny L Kieckhefer, Jenny Kieckhefer, is a registered financial professional currently at VANGUARD MARKETING CORPORATION located in Scottsdale, Arizona.
Jennifer is registered as a RR (Registered Representative) and started their career in finance in 2015. Jennifer has worked at 7 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Jennifer Lee Harris's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 24, 2025 - Present
VANGUARD MARKETING CORPORATION
Office #1: 14321 North Northsight Blvd., Scottsdale, AZ 85260September 13, 2024 - March 3, 2025
CETERA INVESTMENT ADVISERS LLC
September 9, 2024 - March 3, 2025
CETERA ADVISORS LLC
November 12, 2019 - August 30, 2024
VOYA INVESTMENT MANAGEMENT CO. LLC
November 11, 2019 - August 30, 2024
VOYA INVESTMENTS DISTRIBUTOR, LLC
October 5, 2018 - November 18, 2019
MORGAN STANLEY
October 5, 2018 - November 18, 2019
MORGAN STANLEY
April 1, 2016 - September 19, 2018
EDWARD JONES
October 21, 2015 - September 19, 2018
EDWARD JONES
State Registrations and Notice Filings
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Exams
FINRA
Current Firm
VANGUARD MARKETING CORPORATION
CRD#: 7452 / SEC#: , 8-21570
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THE VANGUARD GROUP, INC. | PARENT COMPANY | |
| BENCHENER, MATTHEW JOHN | CHAIRMAN, PRESIDENT, DIRECTOR, CEO-DESIGNEE | 5569805 |
| BENDL, JOHN WESLEY | DIRECTOR, SENIOR VICE PRESIDENT | 6931980 |
| BISORDI, JOHN | DIRECTOR, VICE PRESIDENT, GENERAL COUNSEL | 7526828 |
| BOATENG, AMMA ACHEAMPOMAA | DIRECTOR, SENIOR VICE PRESIDENT | 4677078 |
| BRANCATO, MATTHEW CLARK | DIRECTOR, VICE PRESIDENT | 6220380 |
| JAMES, JOHN MARK | DIRECTOR, SENIOR VICE PRESIDENT | 5594356 |
| PANTALONE, SALVATORE L JR | PRINCIPAL FINANCIAL OFFICER | 2887373 |
| PETTY, DAVID | VICE PRESIDENT | 5684895 |
| STEWART, MARC CHRISTOPHER | CHIEF COMPLIANCE OFFICER | 2688699 |
| TRETTER, MATTHEW ANTHONY | PRINCIPAL OPERATIONS OFFICER | 5956530 |
Disclosures
| Regulatory Event | 48 |
| Arbitration | 8 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
