Jonathan I. Grundman

ADAPTIVE FINANCIAL CONSULTING

San Diego, CA 92130

Some features on this profile are disabled

CRD#: 6537885

Professional summary

Jonathan Ian Grundman is a registered financial advisor currently at ADAPTIVE FINANCIAL CONSULTING, LLC located in San Diego, California.

Jonathan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2015. Jonathan has worked at 2 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jonathan Ian Grundman's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 7, 2017 - Present

ADAPTIVE FINANCIAL CONSULTING, LLC

Office #1: 13236 Haxton Place, San Diego, CA 92130

RIA

CRD#: 288185

San Diego, CA

Past

September 10, 2015 - July 10, 2017

STRATOS WEALTH PARTNERS, LTD

RIA

CRD#: 153184

SAN DIEGO, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ADAPTIVE FINANCIAL CONSULTING, LLC

CRD#: 288185 / SEC#: 801-114947

RIA

Registered Investment Advisory firm - (4/4/2019 Approved)

California

Registered Investment Advisory firm - (5/4/2019 Terminated)

Louisiana

Registered Investment Advisory firm - (4/9/2019 Terminated)

Ohio

Registered Investment Advisory firm - (4/5/2019 Terminated)

Texas

Registered Investment Advisory firm - (4/4/2019 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(8/7/2017)

IAR

Ohio
(8/7/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 9/10/2015

Uniform Investment Adviser Law Examination

Current Firm

ADAPTIVE FINANCIAL CONSULTING, LLC

CRD#: 288185 / SEC#: 801-114947

RIA

Registered Investment Advisory firm - (4/4/2019 Approved)

California

Registered Investment Advisory firm - (5/4/2019 Terminated)

Louisiana

Registered Investment Advisory firm - (4/9/2019 Terminated)

Ohio

Registered Investment Advisory firm - (4/5/2019 Terminated)

Texas

Registered Investment Advisory firm - (4/4/2019 Terminated)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

3401 Enterprise Parkway Suite 340, Beachwood, OH 44122

Mailing Address

Phone number

(440) 359-3468

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (13 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A ADAPTIVE FINANCIAL CONSULTING LLC (3/7/2025)

Regulatory assets under management

Total Number of Accounts	556
AUM (Assets Under Management)	$ 508,501,249

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Paul Neves

LPL FINANCIAL LLC

IAR

SAN DIEGO, CA

Alice Ruiz

SCHWAB WEALTH ADVISORY, INC.

IAR

San Diego, CA

Nilay Barefield

CETERA INVESTMENT ADVISERS LLC

IAR

San Diego, CA

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Jonathan I. Grundman

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jonathan Ian Grundman's CRS (Customer Relationship Summary).

Certified licenses

Experience

ADAPTIVE FINANCIAL CONSULTING, LLC

STRATOS WEALTH PARTNERS, LTD

Primary Firm SEC Registration

ADAPTIVE FINANCIAL CONSULTING, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 9/10/2015

Current Firm

ADAPTIVE FINANCIAL CONSULTING, LLC

Contact information

SEC notice filing (13 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ADAPTIVE FINANCIAL CONSULTING, LLC

TRUST BUT VERIFY

Similar Advisors