Matthew J. Quigley
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Matthew Joseph Quigley was a registered financial professional .
Matthew is a previously registered financial professional and started their career in finance in 2015. Matthew had worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 2, 2020 - June 2, 2020
EMPIRE ASSET MANAGEMENT COMPANY
September 25, 2017 - January 21, 2020
UBS FINANCIAL SERVICES INC.
September 25, 2017 - January 21, 2020
UBS FINANCIAL SERVICES INC.
May 11, 2017 - August 30, 2017
PAULSON INVESTMENT COMPANY LLC
August 19, 2015 - March 3, 2017
PAULSON INVESTMENT COMPANY LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
EMPIRE ASSET MANAGEMENT COMPANY
CRD#: 143007 / SEC#: , 8-67520
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Arbitration | 1 |
Red Flags
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