Eric H. Hazen
Professional summary
Eric H Hazen, who also goes by Eric Hazen, is a registered financial professional currently at RAINBRIDGE SECURITIES LLC located in New York, New York.
Eric is registered as a RR (Registered Representative) and started their career in finance in 2015. Eric has worked at 3 firms and has passed the Series 66, Series 79, SIE and Series 7 exams.
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Eric H Hazen's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 27, 2026 - Present
RAINBRIDGE SECURITIES LLC
Office #1: 1290 Avenue Of The Americas, New York, NY 10104September 26, 2023 - May 9, 2025
CUSHMAN & WAKEFIELD SECURITIES, INC.
January 31, 2018 - June 29, 2023
CUSHMAN & WAKEFIELD SECURITIES, INC.
September 29, 2015 - June 3, 2016
MSI FINANCIAL SERVICES, INC.
August 13, 2015 - June 3, 2016
MSI FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/27/2026)
Exams
FINRA
Current Firm
RAINBRIDGE SECURITIES LLC
CRD#: 334916 / SEC#: , 8-71373
Contact information
FINRA licenses (6 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.