Stanley Gluzman
Professional Summary
Stanley Gluzman is a registered financial advisor currently at SEVEN POINTS CAPITAL, LLC located in Cary, North Carolina. Stanley is registered as a RR (Registered Representative) and started their career in finance in 2015. Stanley has worked at 1 firm and has passed the Series 63, SIE, Series 57, Series 7 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
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Disclosures on record.
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Years of Experience
11 years registered in the securities industry
Current & Past Employments
Current
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Current Firm
SEVEN POINTS CAPITAL, LLC
Contact Information
Main Address
150 East 52nd Street Suite 3002, New York, NY 10022Mailing Address
150 East 52nd Street Suite 3002, New York, NY 10022Phone Number
(212) 760-0760Established
New York since 02/23/2007Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (3 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
Disclosures
Regulatory Event
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(7/19/2017)
(12/19/2015)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
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CRS (Client Relationship Summary) - BD
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