Alexa Koziol
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Alexa Koziol, who also goes by Alexa Feuerstein, Ali Glenn Feuerstein, Alexa Glenn Koziol, Ali Glenn Koziol, was a registered financial professional .
Alexa is a previously registered financial professional and started their career in finance in 2022. Alexa had worked at 3 firms and has passed the Series 65, Series 3 and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 16, 2025 - August 8, 2025
CLAYTON FINANCIAL GROUP, LLC
July 14, 2023 - March 13, 2024
WINDHAM CAPITAL MANAGEMENT, LLC
October 17, 2022 - January 17, 2023
MORNINGSTAR INVESTMENT SERVICES LLC
Primary Firm SEC Registration
CLAYTON FINANCIAL GROUP, LLC
CRD#: 226729 / SEC#: 801-97344
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CLAYTON FINANCIAL GROUP, LLC
CRD#: 226729 / SEC#: 801-97344
Contact information
SEC notice filing (17 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 3,544 |
| AUM (Assets Under Management) | $ 1,736,034,368 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/23/2024 | ||
| 10/27/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
