Rebecca R. Keiffert

ROSEMARK ADVISORS

Bohemia, NY 11716

Some features on this profile are disabled

CRD#: 6535273

Professional summary

Rebecca Rose Keiffert, who also goes by Rebecca R Keiffert, is a registered financial advisor currently at ROSEMARK ADVISORS, INC. located in Bohemia, New York.

Rebecca is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2021. Rebecca has worked at 1 firm .

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Rebecca R Keiffert

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Hometown Insurance Agency of LI Inc: 5 Orville Drive Bohemia, NY 11716 - 75% owner and CEO - This is a Property Casualty Insurance Agency and Life, Accident & Health Insurance Agency. Start date: 1/1/1990 ERM, LLC.5 Orville Drive Bohemia, NY 11716 - 33% owner and partner - Life, Accident & Health Insurance Provider and Insurance Consultant. Start date: 1/1/2020 AMAC Senior Resources Network, Inc. 2130 Tally Road Leesburg, Fla 34748 26% owner and CEO- Life, accident and health insurance provider, including Medicare products. Start date: 1/1/2011 AMAC Broker Services, Inc.: 2130 Tally Road Leesburg, Fla 34748 - CEO - Field Maintenance Organization offering health products and services to independent agents Start date: 1/1/15 Service Award Associates -5 Orville Drive Bohemia, - NY 11716 - 42% owner - Management and Advisory Services for LOSAP Plans. Start date 05/01/15 Association of Mature American Citizens, Inc. - 10% owner & CEO - Membership Benefits Organization Start date: 01/01/11

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Rebecca Rose Keiffert's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 1, 2024 - Present

ROSEMARK ADVISORS, INC.

Office #1: 5 Orville Drive Suite 400, Bohemia, NY 11716

RIA

CRD#: 173677

Bohemia, NY

Past

September 22, 2021 - December 31, 2023

ROSEMARK ADVISORS, INC.

RIA

CRD#: 173677

BOHEMIA, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New York
(4/1/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Current Firm

ROSEMARK ADVISORS, INC.

CRD#: 173677 / SEC#: 801-106614

RIA

Registered Investment Advisory firm - (12/13/2021 Terminated)

New York

Registered Investment Advisory firm - (4/1/2024 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

5 Orville Drive Suite 400, Bohemia, NY 11716

Mailing Address

Phone number

(631) 699-2664

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Randy Brickman

PARK AVENUE SECURITIES LLC

IAR

NORTH WOODMERE, NY

Harlan Fischer

CETERA INVESTMENT ADVISERS LLC

IAR

SETAUKET, NY

Gregory Harris

PFS INVESTMENTS INC.

Farmingdale, NY

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Rebecca R. Keiffert

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Rebecca Rose Keiffert's CRS (Customer Relationship Summary).

Certified licenses

Experience

ROSEMARK ADVISORS, INC.

ROSEMARK ADVISORS, INC.

State Registrations and Notice Filings

Exams

Current Firm

ROSEMARK ADVISORS, INC.

Contact information

Documents

Red Flags

Company Information

ROSEMARK ADVISORS, INC.

TRUST BUT VERIFY

Similar Advisors