Madeline Y. Rutinel

LADENBURG THALMANN ASSET MANAGEMENT

NEW YORK, NY 10019

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CRD#: 6535218

Professional summary

Madeline Yahaira Rutinel, who also goes by Yahaira Madeline Rutinel, is a registered financial advisor currently at LADENBURG THALMANN ASSET MANAGEMENT INC located in New York, New York and LADENBURG THALMANN & CO. INC. located in New York, New York.

Madeline is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2019. Madeline has worked at 2 firms and has passed the Series 66, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Yahaira Madeline Rutinel

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Madeline Yahaira Rutinel's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 3, 2020 - Present

LADENBURG THALMANN ASSET MANAGEMENT INC

Office #1: 640 Fifth Avenue 4th Fl., New York, NY 10019

RIA

CRD#: 108604

NEW YORK, NY

Current

August 21, 2019 - Present

LADENBURG THALMANN & CO. INC.

Office #1: 640 5th Avenue 4th Floor, New York, NY 10019

CRD#: 505

New York, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

LADENBURG THALMANN ASSET MANAGEMENT INC

GORDON WEALTH | THE CUNDY GROUP | THE BRESLIN GROUP | LADENBURG THALMANN ASSET MANAGEMENT INC

CRD#: 108604 / SEC#: 801-54909

RIA

Registered Investment Advisory firm - (10/16/1997 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Florida
(1/8/2025)

New York
(1/2/2020)

IAR

New York
(3/3/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 11/30/2019

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 8/21/2019

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 5/21/2019

Securities Industry Essentials Examination

SRO Registrations

FINRA

SRO Registrations

NYSE American LLC

SRO Registrations

NYSE Arca, Inc.

SRO Registrations

NYSE Texas, Inc.

SRO Registrations

Nasdaq Stock Market

SRO Registrations

New York Stock Exchange

Current Firm

LADENBURG THALMANN ASSET MANAGEMENT INC

GORDON WEALTH | THE CUNDY GROUP | THE BRESLIN GROUP | LADENBURG THALMANN ASSET MANAGEMENT INC

CRD#: 108604 / SEC#: 801-54909

RIA

Registered Investment Advisory firm - (10/16/1997 Approved)

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Contact information

Main Address

640 Fifth Avenue 4th Fl., New York, NY 10019

Mailing Address

Phone number

(800) 995-5267

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

LADENBURG THALMANN ASSET MANAGEMENT INC - LADENBURG ASSET MANAGEMENT PROGRAM - MANAGED ANNUITIES (9/15/2025)

PLAN SPONSOR & PLAN PARTICIPANT SERVICES BROCHURE (9/15/2025)

LADENBURG THALMANN ASSET MANAGEMENT INC - PRIVATE INVESTMENT MANAGEMENT (PIM) WRAP FEE BROCHURE (9/15/2025)

$YMBIL PROGRAM BROCHURE (9/15/2025)

LADENBURG THALMANN ASSET MANAGEMENT INC - FORM ADV PART 2A - FIRM BROCHURE (9/15/2025)

LADENBURG THALMANN ASSET MANAGEMENT INC - ARCHITECT WRAP FEE BROCHURE (9/15/2025)

LADENBURG THALMANN ASSET MANAGEMENT INC - INVESTMENT CONSULTANT SERVICES (ICS) WRAP FEE BROCHURE (9/15/2025)

LADENBURG THALMANN ASSET MANAGEMENT INC - LADENBURG ASSET MANAGEMENT PROGRAM (LAMP) WRAP FEE BROCHURE (9/15/2025)

Regulatory assets under management

Total Number of Accounts	3,334
AUM (Assets Under Management)	$ 5,611,078,759

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Madeline Y. Rutinel

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Madeline Yahaira Rutinel's CRS (Customer Relationship Summary).

Certified licenses

Experience

LADENBURG THALMANN & CO. INC.

Primary Firm SEC Registration

LADENBURG THALMANN ASSET MANAGEMENT INC

State Registrations and Notice Filings

Exams

Series 66

Date: 11/30/2019

Series 7TO

Date: 8/21/2019

SIE

Date: 5/21/2019

FINRA

NYSE American LLC

NYSE Arca, Inc.

NYSE Texas, Inc.

Nasdaq Stock Market

New York Stock Exchange

Current Firm

LADENBURG THALMANN ASSET MANAGEMENT INC

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

LADENBURG THALMANN ASSET MANAGEMENT INC

TRUST BUT VERIFY

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