Isaac M. Stern
Professional summary
Isaac Michael Stern is a registered financial professional currently at PEAK6 CAPITAL MANAGEMENT LLC located in Chicago, Illinois.
Isaac is registered as a RR (Registered Representative) and started their career in finance in 2015. Isaac has worked at 1 firm and has passed the Series 57TO, SIE, Series 56 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Isaac Michael Stern's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 4, 2021 - Present
PEAK6 CAPITAL MANAGEMENT LLC
Office #1: 141 W. Jackson Blvd., Suite 500, Chicago, IL 60604Office #2: 141 W. Jackson Blvd. Suite 500, Chicago, IL 60604August 4, 2015 - December 21, 2020
PEAK6 CAPITAL MANAGEMENT LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 56
Date: 8/3/2015
Proprietary Trader Qualification ExaminationBOX Exchange LLC
Cboe BZX Exchange, Inc.
Cboe EDGX Exchange, Inc.
Cboe Exchange, Inc.
FINRA
Miami International Securities Exchange, LLC
NYSE Arca, Inc.
Nasdaq GEMX, LLC
Nasdaq ISE, LLC
Nasdaq PHLX LLC
Current Firm
PEAK6 CAPITAL MANAGEMENT LLC
CRD#: 43773 / SEC#: , 8-50422
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PEAK6 CAPITAL MANAGEMENT HOLDINGS LLC | OWNER | |
| MILCAREK, STEVEN DOUGLAS | PRINCIPAL OPERATIONS OFFICER | 3131320 |
| MULLER, BRIAN JAMES | CHIEF RISK OFFICER | 5875890 |
| PITALE, SUJAI VEERDHAVAL | CHIEF COMPLIANCE OFFICER | 5387442 |
| SIMPSON, THOMAS WILLIAM | CHIEF EXECUTIVE OFFICER | 5875785 |
| WARD, JAMES FLANAGAN | FINOP, PRINCIPAL FINANCIAL OFFICER | 6258923 |
Disclosures
| Regulatory Event | 3 |
Red Flags
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