Steven Douglas Milcarek
Professional Summary
Steven Douglas Milcarek, who also goes by Steven J Milcarel, is a registered financial advisor currently at PEAK6 CAPITAL MANAGEMENT LLC located in Chicago, Illinois. Steven is registered as a RR (Registered Representative) and started their career in finance in 1999. Steven has worked at 6 firms and has passed the Series 63, Series 99TO, Series 57TO, SIE, Series 55, Series 7, Series 27, Series 24, Series 4, Series 10 and Series 9 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Steven J Milcarel
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Videos & Posts
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Contact Information
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
27 years in the financial services industry
Current & Past Employments
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Current Firm
PEAK6 CAPITAL MANAGEMENT LLC
Contact Information
Main Address
141 W. Jackson Blvd., Suite 500, Chicago, IL 60604Mailing Address
141 W. Jackson Blvd., Suite 500, Chicago, IL 60604Phone Number
(312) 444-8000Established
Delaware since 08/05/1997Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallDocuments
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PEAK6 CAPITAL MANAGEMENT HOLDINGS LLC | SOLE MEMBER | — |
| MILCAREK, STEVEN DOUGLAS | PRINCIPAL OPERATIONS OFFICER | 3131320 |
| MULLER, BRIAN JAMES | CHIEF RISK OFFICER | 5875890 |
| PITALE, SUJAI VEERDHAVAL | CHIEF COMPLIANCE OFFICER | 5387442 |
| SIMPSON, THOMAS WILLIAM | CHIEF EXECUTIVE OFFICER | 5875785 |
| WARD, JAMES FLANAGAN | FINOP, PRINCIPAL FINANCIAL OFFICER | 6258923 |
Disclosures
Regulatory Event
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 55 — Limited Representative-Equity Trader Exam
Passed Aug 2002Series 10 — General Securities Sales Supervisor - General Module Examination
Passed Dec 2005About the Series 10 examSeries 9 — General Securities Sales Supervisor - Options Module Examination
Passed Sep 2005About the Series 9 examSRO Registrations
SRO Registrations
SRO Registrations
SRO Registrations
SRO Registrations
SRO Registrations
SRO Registrations
SRO Registrations
SRO Registrations
SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Steven Douglas Milcarek's CRS (Customer Relationship Summary).
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