EL
Emmett N. Law
EMPOWER ADVISORY GROUP
Lookout Mountain, GA
Some features on this profile are disabled
CRD#: 6534831
EL
Professional summary
Emmett Newton Law, who also goes by Emmett Law, Newton Law, is a registered financial advisor currently at EMPOWER ADVISORY GROUP, LLC located in Lookout Mountain, Georgia and EMPOWER FINANCIAL SERVICES, INC. located in Greenwood Village, Colorado.
Emmett is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2015. Emmett has worked at 4 firms and has passed the Series 65, Series 63, Series 31, Series 7TO, SIE and Series 79 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Emmett Law | Newton Law
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
SunaRay, LLC. Non investment related. Address: 321 Highway 157 Lookout Mountain GA 30750. The Company is an outdoor gear company. Owner. Started on July 2022.
CRS (Client Relationship Summary) - RIA
Click below to view Emmett Newton Law's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 26, 2023 - Present
EMPOWER ADVISORY GROUP, LLC
RIA
CRD#: 112058
Lookout Mountain, GA
Current
November 23, 2022 - Present
EMPOWER FINANCIAL SERVICES, INC.
Office #1: 8515 E Orchard Road, Greenwood Village, CO 80111BD
CRD#: 13109
Greenwood Village, CO
Past
June 13, 2019 - July 25, 2022
UBS FINANCIAL SERVICES INC.
RIA
CRD#: 8174
CHATTANOOGA, TN
Past
January 8, 2019 - July 25, 2022
UBS FINANCIAL SERVICES INC.
BD
CRD#: 8174
CHATTANOOGA, TN
Past
August 26, 2015 - July 10, 2017
TRUIST SECURITIES, INC.
BD
CRD#: 6271
ATLANTA, GA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
EA
EMPOWER ADVISORY GROUP, LLC
ADVISED ASSETS GROUP INC | EMPOWER ADVISORY GROUP, LLC | ADVISED ASSETS GROUP, LLC
CRD#: 112058 / SEC#: 801-58105
RIA
Registered Investment Advisory firm - (11/22/2000 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(11/23/2022)
RR
Alaska(11/23/2022)
RR
Arizona(11/23/2022)
RR
Arkansas(11/23/2022)
RR
California(11/23/2022)
RR
Connecticut(11/23/2022)
RR
Delaware(11/23/2022)
RR
Georgia(11/23/2022)
IAR
Georgia(6/26/2023)
RR
Hawaii(11/23/2022)
RR
Idaho(11/23/2022)
RR
Illinois(11/23/2022)
RR
Indiana(11/23/2022)
RR
Iowa(11/23/2022)
RR
Kansas(11/23/2022)
RR
Kentucky(11/23/2022)
RR
Maine(11/23/2022)
RR
Massachusetts(11/23/2022)
RR
Michigan(11/23/2022)
RR
Minnesota(11/23/2022)
RR
Mississippi(11/23/2022)
RR
Missouri(11/23/2022)
RR
Montana(11/23/2022)
RR
Nebraska(11/23/2022)
RR
Nevada(11/23/2022)
RR
New Hampshire(11/23/2022)
RR
New Jersey(11/23/2022)
RR
New Mexico(11/23/2022)
RR
New York(11/23/2022)
RR
North Carolina(11/23/2022)
RR
North Dakota(11/23/2022)
RR
Oklahoma(11/23/2022)
RR
Oregon(11/23/2022)
RR
Pennsylvania(11/23/2022)
RR
Rhode Island(11/23/2022)
RR
South Carolina(11/23/2022)
RR
South Dakota(11/23/2022)
RR
Tennessee(11/23/2022)
RR
Texas(11/23/2022)
RR
Utah(11/23/2022)
RR
Vermont(11/23/2022)
RR
Virginia(11/23/2022)
RR
Washington(11/23/2022)
RR
West Virginia(11/23/2022)
RR
Wisconsin(11/23/2022)
RR
Wyoming(11/23/2022)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 7TO
Date: 5/13/2019
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
EA
EMPOWER ADVISORY GROUP, LLC
ADVISED ASSETS GROUP INC | EMPOWER ADVISORY GROUP, LLC | ADVISED ASSETS GROUP, LLC
CRD#: 112058 / SEC#: 801-58105
RIA
Registered Investment Advisory firm - (11/22/2000 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
8515 East Orchard Rd 4t2, Greenwood Village, CO 80111
Mailing Address
Phone number
(866) 575-4977
Established
Firm type
Fiscal year end
# of Employees
822
SEC notice filing (53 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 250,707 |
| AUM (Assets Under Management) | $ 159,120,330,491 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 03/28/2025 | ||
| 11/21/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
