Sinclair Ridley-thomas

OCCIDENTAL ASSET MANAGEMENT, LLC

BURLINGAME, CA · CRD#

WELLS FARGO CLEARING SERVICES, LLC

DANVILLE, CA · CRD#

FALCON WEALTH PLANNING, LLC

San Jose, CA · CRD#

J.P. MORGAN SECURITIES LLC

Half Moon Bay, CA · CRD#

Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

Similar Advisors

OCCIDENTAL ASSET MANAGEMENT, LLC

BURLINGAME, CA · CRD#

WELLS FARGO CLEARING SERVICES, LLC

DANVILLE, CA · CRD#

FALCON WEALTH PLANNING, LLC

San Jose, CA · CRD#

J.P. MORGAN SECURITIES LLC

Half Moon Bay, CA · CRD#

Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

OCCIDENTAL ASSET MANAGEMENT, LLC

BURLINGAME, CA · CRD#

WELLS FARGO CLEARING SERVICES, LLC

DANVILLE, CA · CRD#

FALCON WEALTH PLANNING, LLC

San Jose, CA · CRD#

J.P. MORGAN SECURITIES LLC

Half Moon Bay, CA · CRD#

Years of Experience

11 years registered in the securities industry

Current & Past Employments

Current

SG AMERICAS SECURITIES, LLCCurrent·CRD# 128351

BD

2882 Sand Hill Road Suite 118, Menlo Park, CA 94025

December 3, 2025 - Present

Past

WEILD & CO.Past·CRD# 132398

BD

Boulder, CO

September 3, 2024 - December 2, 2025

LOOP CAPITAL MARKETS LLCPast·CRD# 43098

BD

San Francisco, CA

May 8, 2024 - September 9, 2024

UBS SECURITIES LLCPast·CRD# 7654

BD

San Francisco, CA

July 19, 2022 - May 13, 2024

CITIGROUP GLOBAL MARKETS INC.Past·CRD# 7059

BD

San Francisco, CA

December 23, 2020 - June 22, 2022

RBC CAPITAL MARKETS, LLCPast·CRD# 31194

BD

San Francisco, CA

July 11, 2017 - October 6, 2020

CITIZENS JMP SECURITIES, LLCPast·CRD# 22208

BD

San Francisco, CA

November 4, 2015 - July 5, 2017

Similar Advisors

OCCIDENTAL ASSET MANAGEMENT, LLC

BURLINGAME, CA · CRD#

WELLS FARGO CLEARING SERVICES, LLC

DANVILLE, CA · CRD#

FALCON WEALTH PLANNING, LLC

San Jose, CA · CRD#

J.P. MORGAN SECURITIES LLC

Half Moon Bay, CA · CRD#

Current Firm

SA

SG AMERICAS SECURITIES, LLC

CRD#: 128351 / SEC#: 8-66125

BD

Broker-Dealer Firm Regulated by FINRA (New York district office)

Contact Information

Main Address

245 Park Avenue, New York, NY 10167

Mailing Address

245 Park Avenue, New York, NY 10167

Phone Number

(212) 278-6000

Established

Delaware since 08/08/2003

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Large

FINRA licenses (52 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

Name	Position	CRD#
SG AMERICAS SECURITIES HOLDINGS, LLC	DIRECT OWNER	—
CARTIER, SYLVAIN	CHIEF EXECUTIVE OFFICER	6390499
CULLEN, EDWARD PATRICK	CHIEF FINANCIAL OFFICER & FINOPS PRINCIPAL	1551615
GERLESITS, WILLIAM R	CHIEF COMPLIANCE OFFICER	5457051
RUNECKLES, MATTHEW JOHN	CHIEF OPERATING OFFICER	8275550

Disclosures

Regulatory Event

114

Criminal

1

Arbitration

1

Similar Advisors

OCCIDENTAL ASSET MANAGEMENT, LLC

BURLINGAME, CA · CRD#

WELLS FARGO CLEARING SERVICES, LLC

DANVILLE, CA · CRD#

FALCON WEALTH PLANNING, LLC

San Jose, CA · CRD#

J.P. MORGAN SECURITIES LLC

Half Moon Bay, CA · CRD#

Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Similar Advisors

OCCIDENTAL ASSET MANAGEMENT, LLC

BURLINGAME, CA · CRD#

WELLS FARGO CLEARING SERVICES, LLC

DANVILLE, CA · CRD#

FALCON WEALTH PLANNING, LLC

San Jose, CA · CRD#

J.P. MORGAN SECURITIES LLC

Half Moon Bay, CA · CRD#

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR

indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.

RR

Alabama
(12/3/2025)

RR

Alaska
(12/3/2025)

RR

Arizona
(12/3/2025)

RR

Arkansas
(12/3/2025)

RR

California
(12/3/2025)

RR

Colorado
(12/3/2025)

RR

Connecticut
(12/3/2025)

RR

Delaware
(12/3/2025)

RR

District of Columbia
(12/3/2025)

RR

Florida
(12/3/2025)

RR

Georgia
(12/3/2025)

RR

Hawaii
(12/3/2025)

RR

Idaho
(12/3/2025)

RR

Illinois
(12/3/2025)

RR

Indiana
(12/3/2025)

RR

Iowa
(12/3/2025)

RR

Kansas
(12/3/2025)

RR

Kentucky
(12/3/2025)

RR

Louisiana
(12/3/2025)

RR

Maine
(12/3/2025)

RR

Maryland
(12/3/2025)

RR

Massachusetts
(12/3/2025)

RR

Michigan
(12/3/2025)

RR

Minnesota
(12/3/2025)

RR

Mississippi
(12/3/2025)

RR

Missouri
(12/3/2025)

RR

Montana
(12/3/2025)

RR

Nebraska
(12/3/2025)

RR

Nevada
(12/3/2025)

RR

New Hampshire
(12/3/2025)

RR

New Jersey
(12/3/2025)

RR

New Mexico
(12/3/2025)

RR

New York
(12/3/2025)

RR

North Carolina
(12/3/2025)

RR

North Dakota
(12/3/2025)

RR

Ohio
(12/3/2025)

RR

Oklahoma
(12/3/2025)

RR

Oregon
(12/3/2025)

RR

Pennsylvania
(12/3/2025)

RR

Puerto Rico
(12/3/2025)

RR

Rhode Island
(12/3/2025)

RR

South Carolina
(12/3/2025)

RR

South Dakota
(12/3/2025)

RR

Tennessee
(12/3/2025)

RR

Texas
(12/3/2025)

RR

Utah
(12/3/2025)

RR

Vermont
(12/3/2025)

RR

Virginia
(12/3/2025)

RR

Washington
(12/3/2025)

RR

West Virginia
(12/3/2025)

RR

Wisconsin
(12/3/2025)

RR

Wyoming
(12/3/2025)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

BOX Exchange LLC

SRO Registrations

Cboe BYX Exchange, Inc.

SRO Registrations

Cboe BZX Exchange, Inc.

SRO Registrations

Cboe C2 Exchange, Inc.

SRO Registrations

Cboe EDGA Exchange, Inc.

SRO Registrations

Cboe EDGX Exchange, Inc.

SRO Registrations

Cboe Exchange, Inc.

SRO Registrations

FINRA

SRO Registrations

Investors' Exchange LLC

SRO Registrations

Long-Term Stock Exchange, Inc.

SRO Registrations

MEMX LLC

SRO Registrations

MIAX PEARL, LLC

SRO Registrations

NYSE American LLC

SRO Registrations

NYSE Arca, Inc.

SRO Registrations

NYSE National, Inc.

SRO Registrations

NYSE Texas, Inc.

SRO Registrations

Nasdaq GEMX, LLC

SRO Registrations

Nasdaq ISE, LLC

SRO Registrations

Nasdaq MRX, LLC

SRO Registrations

Nasdaq PHLX LLC

SRO Registrations

Nasdaq Stock Market

SRO Registrations

Nasdaq Texas, LLC

SRO Registrations

New York Stock Exchange

SRO Registrations

Similar Advisors

OCCIDENTAL ASSET MANAGEMENT, LLC

BURLINGAME, CA · CRD#

WELLS FARGO CLEARING SERVICES, LLC

DANVILLE, CA · CRD#

FALCON WEALTH PLANNING, LLC

San Jose, CA · CRD#

J.P. MORGAN SECURITIES LLC

Half Moon Bay, CA · CRD#

CRS (Client Relationship Summary) - BD

Click below to view Sinclair Ridley-thomas's CRS (Customer Relationship Summary).

Similar Advisors

OCCIDENTAL ASSET MANAGEMENT, LLC

BURLINGAME, CA · CRD#

WELLS FARGO CLEARING SERVICES, LLC

DANVILLE, CA · CRD#

FALCON WEALTH PLANNING, LLC

San Jose, CA · CRD#

J.P. MORGAN SECURITIES LLC

Half Moon Bay, CA · CRD#