Ajit A. Bali
Professional summary
Ajit Ajay Bali, who also goes by Ajit Bali, is a registered financial professional currently at BTIG, LLC located in New York, New York.
Ajit is registered as a RR (Registered Representative) and started their career in finance in 2017. Ajit has worked at 4 firms and has passed the Series 63, Series 7TO, SIE and Series 79 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Ajit Ajay Bali's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 5, 2022 - Present
BTIG, LLC
Office #1: Park Avenue Tower 65 East 55th Street, New York, NY 10022June 15, 2021 - April 4, 2022
SEABURY SECURITIES LLC
May 25, 2019 - May 24, 2021
GORDIAN GROUP, LLC
February 1, 2017 - May 9, 2019
RAINMAKER SECURITIES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
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Exams
Series 7TO
Date: 9/27/2019
General Securities Representative ExaminationCboe BYX Exchange, Inc.
Cboe BZX Exchange, Inc.
Cboe EDGA Exchange, Inc.
Cboe EDGX Exchange, Inc.
Cboe Exchange, Inc.
FINRA
Investors' Exchange LLC
MEMX LLC
NYSE Arca, Inc.
Nasdaq ISE, LLC
Nasdaq Stock Market
Current Firm
BTIG, LLC
CRD#: 122225 / SEC#: , 8-65473
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 11 |
| Civil Event | 1 |
Red Flags
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