Collin J. Long
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Collin John Long was a registered financial professional .
Collin is a previously registered financial professional and started their career in finance in 2016. Collin had worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 22, 2021 - August 24, 2021
PERSONAL CAPITAL ADVISORS CORPORATION
October 30, 2019 - November 29, 2020
PRUDENTIAL SELECT STRATEGIES LLC
June 7, 2019 - May 21, 2021
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC
June 7, 2017 - May 31, 2019
AMERIPRISE FINANCIAL SERVICES, LLC
September 28, 2016 - May 31, 2019
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
PERSONAL CAPITAL ADVISORS CORPORATION
CRD#: 155172 / SEC#: 801-72613
Contact information
Documents
Regulatory assets under management
| Total Number of Accounts | 104,861 |
| AUM (Assets Under Management) | $ 23,087,723,467 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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