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JS

Jake M. Scarafone

STARWOOD CAPITAL, L.L.C.
Arlington, VA 22209
Some features on this profile are disabled
CRD#: 6532810
JS

Professional summary

Jake Michael Scarafone, who also goes by Jake Miachael Scarafone, Jake Scarafone, is a registered financial professional currently at STARWOOD CAPITAL, L.L.C. located in Arlington, Virginia.

Jake is registered as a RR (Registered Representative) and started their career in finance in 2016. Jake has worked at 4 firms and has passed the Series 63, Series 65, Series 7TO, SIE and Series 6 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Jake Miachael Scarafone | Jake Scarafone

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Jake Michael Scarafone's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

August 23, 2022 - Present

STARWOOD CAPITAL, L.L.C.

Office #1: 1525 Wilson Boulevard, Suit 825, Arlington, VA 22209
BD
CRD#: 146057
Arlington, VA
Past

September 2, 2021 - August 24, 2022

FORESIDE FUND SERVICES, LLC

BD
CRD#: 46106
Baltimore, MD
Past

February 17, 2017 - August 9, 2021

BTS ASSET MANAGEMENT, INC.

RIA
CRD#: 105215
LEXINGTON, MA
Past

January 19, 2016 - August 9, 2021

BTS SECURITIES CORPORATION

BD
CRD#: 8328
LINCOLN, MA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(3/8/2023)
RR
Florida
(11/14/2022)
RR
Georgia
(3/8/2023)
RR
Illinois
(10/29/2024)
RR
Michigan
(10/29/2024)
RR
Mississippi
(3/8/2023)
RR
North Carolina
(11/3/2023)
RR
Puerto Rico
(8/14/2023)
RR
South Carolina
(11/3/2023)

Exams

State Security Law Exam
RR
Series 63
Date: 9/3/2021
Uniform Securities Agent State Law Examination
State Security Law Exam
IAR
Series 65
Date: 11/10/2016
Uniform Investment Adviser Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 9/30/2022
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 6
Date: 1/13/2016
Investment Company Products/Variable Contracts Representative Examination
SRO Registrations
RR
FINRA

Current Firm

SC
STARWOOD CAPITAL, L.L.C.
591 CAPITAL SECURITIES, L.L.C. | STARWOOD CAPITAL, L.L.C.

CRD#: 146057 / SEC#: , 8-67788

BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information

Main Address
591 West Putnam Avenue, Greenwich, CT 06830
Mailing Address
591 West Putnam Avenue, Greenwich, CT 06830
Phone number
(203) 422-7775
Established
Delaware since 08/02/2007
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
STARWOOD CAPITAL GROUP HOLDINGS, L.P.MEMBER
BOULIER, CHARLES JOSEPHFINOP6766152
GUTTIN, MATTHEW SCOTTCEO/CCO5801291
STARWOOD CAPITAL GROUP HOLDINGS GP, L.L.C.MANAGER

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

STARWOOD CAPITAL, L.L.C.

CRD#: 146057Arlington, VA 22209

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