Alan S. Mann
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Alan Scott Mann, who also goes by Alan Mann, was a registered financial professional .
Alan is a previously registered financial professional and started their career in finance in 1983. Alan had worked at 2 firms and has passed the Series 99TO, SIE, Series 7, Series 24 and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 13, 2016 - April 13, 2023
ATREYU TRADING
August 20, 1983 - July 8, 1992
REICH & CO., INC.
State Registrations and Notice Filings
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Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationCurrent Firm
ATREYU TRADING
CRD#: 175371 / SEC#: , 8-69593
Contact information
Documents
Red Flags
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