Charles V. Brantley
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Charles Vance Brantley, who also goes by Charles Vance Brantely, Vance Brantley, Vance Brantley, was a registered financial professional .
Charles is a previously registered financial professional and started their career in finance in 2015. Charles had worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 29, 2025 - February 28, 2025
GREAT POINT CAPITAL LLC
September 16, 2024 - February 20, 2025
RALEIGH CAPITAL MANAGEMENT INC.
October 21, 2015 - November 22, 2023
MORGAN STANLEY
October 8, 2015 - November 22, 2023
MORGAN STANLEY
State Registrations and Notice Filings
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Exams
Current Firm
GREAT POINT CAPITAL LLC
CRD#: 114203 / SEC#: , 8-53402
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 11 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
