Christian R. Moore
Professional summary
Christian R Moore, CFP®, who also goes by Chris Moore, Christian M.r. Moore, Christian Mcian Robert Moore, Christian Moore, is a registered financial advisor currently at KEY INVESTMENT SERVICES LLC located in Columbus, Ohio.
Christian is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2015. Christian has worked at 4 firms and has passed the Series 66, Series 63, Series 7TO, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Christian R Moore's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Christian R Moore's CRS (Customer Relationship Summary).
Certified licenses
Start date: 2022
Experience
April 17, 2023 - Present
KEY INVESTMENT SERVICES LLC
Office #1: 3120 Tremont Rd, Columbus, OH 43221April 17, 2023 - Present
KEY INVESTMENT SERVICES LLC
Office #1: 3120 Tremont Rd, Columbus, OH 43221May 2, 2022 - March 28, 2023
JANNEY MONTGOMERY SCOTT LLC
May 2, 2022 - March 28, 2023
JANNEY MONTGOMERY SCOTT LLC
May 11, 2020 - April 28, 2022
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
May 11, 2020 - April 28, 2022
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
August 28, 2019 - April 20, 2020
KEY INVESTMENT SERVICES LLC
May 11, 2016 - April 20, 2020
KEY INVESTMENT SERVICES LLC
November 12, 2015 - March 29, 2016
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
Primary Firm SEC Registration
KEY INVESTMENT SERVICES LLC
CRD#: 136300 / SEC#: 801-65060, 8-66999
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(11/3/2023)
(4/27/2023)
(4/27/2023)
(4/27/2023)
(4/27/2023)
(4/27/2023)
(4/27/2023)
(6/7/2023)
(4/17/2023)
(4/17/2023)
(4/27/2023)
(4/27/2023)
(4/27/2023)
(4/27/2023)
Exams
Series 7TO
Date: 4/15/2019
General Securities Representative ExaminationFINRA
Current Firm
KEY INVESTMENT SERVICES LLC
CRD#: 136300 / SEC#: 801-65060, 8-66999
Contact information
SEC notice filing (44 States and Territories)
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| KEYBANC CAPITAL MARKETS INC. | SOLE OWNER | 566 |
| CALABRESE, GIUSEPPE NMN | CO-CEO/PRESIDENT | 5013231 |
| DOUCE, MARK IVAN | CHIEF COMPLIANCE OFFICER | 2959137 |
| GULLA, MATTHEW TODD | CHIEF ADMINISTRATIVE OFFICER | 3040637 |
| HOTZ, BURTON BRUCE NICHOLAS | CHIEF RISK OFFICER | 3025138 |
| JANOFSKY, PAULA MARIE | OPERATIONS OFFICER | 2882776 |
| KOVACHICK, MARK ALLAN | CHIEF FINANCIAL OFFICER/DIRECTOR | 5390571 |
| SCHMIDT, SOLOMON LEE | CO-CEO/PRESIDENT | 4404279 |
| SKARDA, JOSEPH BRIEL | HEAD OF KEY WEALTH MANAGEMENT | 4288186 |
| THEBERGE, JONATHAN MARC | CHIEF OPERATIONS OFFICER | 7722891 |
| WEICK, PAUL ALFRED II | CHIEF LEGAL OFFICER | 2286289 |
Regulatory assets under management
| Total Number of Accounts | 27,533 |
| AUM (Assets Under Management) | $ 6,107,213,206 |
Disclosures
| Regulatory Event | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
