Mason T. Melton
Professional summary
Mason Thomas Melton, who also goes by Mason Melton, is a registered financial professional currently at ZIONS DIRECT, INC. located in Houston, Texas.
Mason is registered as a RR (Registered Representative) and started their career in finance in 2015. Mason has worked at 2 firms and has passed the Series 63, SIE, Series 79 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Mason Thomas Melton's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 4, 2021 - Present
ZIONS DIRECT, INC.
Office #1: 1717 West Loop South 22nd Floor, Houston, TX 77027August 14, 2015 - May 28, 2021
J.P. MORGAN SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/4/2021)
(6/4/2021)
(6/4/2021)
(6/4/2021)
(6/4/2021)
(6/4/2021)
(6/4/2021)
(6/4/2021)
(6/4/2021)
(6/4/2021)
(6/4/2021)
(6/4/2021)
(6/4/2021)
Exams
FINRA
Current Firm
ZIONS DIRECT, INC.
CRD#: 17776 / SEC#: , 8-35721
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ZIONS BANCORPORATION, N.A. | PARENT COMPANY | |
| HASH, JENNIFER KYLE | CHIEF COMPLIANCE OFFICER | 4123554 |
| KYRIAKAKIS, CHRISTOPHER | BOARD MEMBER | 8020162 |
| MACDONALD, MICHAEL WHITNEY | PRESIDENT / CHIEF EXECUTIVE OFFICER | 4533843 |
| MOORE, RYAN D | FINOP | 7216248 |
| RICHARDS, ROBERT RYAN | BOARD MEMBER | 8021252 |
| STEWARD, DEREK STRIBLING | BOARD MEMBER | 8022102 |
| YU, THOMAS | BOARD MEMBER | 7994635 |
Disclosures
| Regulatory Event | 4 |
| Arbitration | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.