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BS

Brendan Scarafone

BTS SECURITIES
Lincoln, MA 01773
Some features on this profile are disabled
CRD#: 6529784
BS

Professional summary

Brendan Scarafone, who also goes by Brendan Joseph Scarafone, is a registered financial professional currently at BTS SECURITIES CORPORATION located in Lincoln, Massachusetts.

Brendan is registered as a RR (Registered Representative) and started their career in finance in 2016. Brendan has worked at 2 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Brendan Joseph Scarafone

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Brendan Scarafone's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

January 4, 2017 - Present

BTS SECURITIES CORPORATION

Office #1: 55 Old Bedford Road Suite 203, Lincoln, MA 01773
BD
CRD#: 8328
Lincoln, MA
Past

July 16, 2016 - September 30, 2016

NYLIFE SECURITIES LLC

BD
CRD#: 5167
WALTHAM, MA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Massachusetts
(2/4/2017)

Exams

State Security Law Exam
IAR
Series 65
Date: 1/22/2018
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 2/4/2017
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 6
Date: 7/16/2016
Investment Company Products/Variable Contracts Representative Examination
SRO Registrations
RR
FINRA

Current Firm

BS
BTS SECURITIES CORPORATION
BOND TIMING SECURITIES CO. | BTS SECURITIES CORPORATION | BOND TIMING SECURITIES CORPORATION

CRD#: 8328 / SEC#: , 8-26818

BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information

Main Address
55 Old Bedford Road Suite 203, Lincoln, MA 01773
Mailing Address
55 Old Bedford Road Suite 203, Lincoln, MA 01773
Phone number
(781) 863-2545
Established
Massachusetts since 01/28/1981
Firm type
Corporation
Fiscal year end
July
Firm Size
Small
# of Employees

FINRA licenses (18 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
PASTS, MATTHEW ALEXANDERPRESIDENT, CHIEF COMPLIANCE OFFICER, SECRETARY, DIRECTOR2132031
PASTS, VILISDIRECTOR357593

Disclosures

Regulatory Event1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

BTS SECURITIES CORPORATION

CRD#: 8328Lincoln, MA 01773

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