Andrew T. Schaefer
Professional summary
Andrew Thomas Schaefer is a registered financial professional currently at HOVDE GROUP, LLC located in Inverness, Illinois.
Andrew is registered as a RR (Registered Representative) and started their career in finance in 2019. Andrew has worked at 3 firms and has passed the Series 63, Series 79TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Andrew Thomas Schaefer's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 24, 2023 - Present
HOVDE GROUP, LLC
Office #1: 1629 Colonial Parkway, Inverness, IL 60067June 13, 2019 - February 28, 2023
JANNEY MONTGOMERY SCOTT LLC
June 10, 2019 - November 6, 2019
FIG PARTNERS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/24/2023)
(2/24/2023)
Exams
Series 79TO
Date: 6/10/2019
Investment Banking Registered Representative ExaminationFINRA
Current Firm
HOVDE GROUP, LLC
CRD#: 25425 / SEC#: , 8-41597
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| HOVDE, STEVEN DONALD | CHAIRMAN, CHIEF EXECUTIVE OFFICER | 1907781 |
| BARBARINE, NICKOLAS JOHN | SENIOR MANAGING PARTNER | 2274812 |
| HOVDE, KIRK STEVEN | MANAGING PARTNER/HEAD OF INVESTMENT BANKING | 5552791 |
| DAVIS, PATRICIA LYNN | CHIEF COMPLIANCE OFFICER | 5613123 |
| DIJOHN, ANTHONY JOHN | CFO/FINOP | 6370306 |
| HEDREI, MICHAEL STEPHEN | MANAGING PARTNER/HEAD OF CAPITAL MARKETS | 4243972 |
Disclosures
| Regulatory Event | 1 |
Red Flags
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