Isabelle A. Alexander
KESTRA ADVISORY SERVICES
Lafayette, CA 94549
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CRD#: 6529033
Professional summary
Isabelle Ann Alexander, CFP®, who also goes by Isabelle Ann Hicks, is a registered financial advisor currently at KESTRA ADVISORY SERVICES, LLC located in Lafayette, California and KESTRA INVESTMENT SERVICES, LLC located in Lafayette, California.
Isabelle is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2015. Isabelle has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Isabelle Ann Hicks
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Business Name: Dudum Financial & Insurance Services Inc. Investment Related: Yes Address: 3505 Mt Diablo Blvd Lafayette CA 94549 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Insurance; Investment Advisory services through Kestra Advisory Services, LLC Position: Investment Advisor Representative Start Date: 6/1/2015 Hours per month: 71% - 80% (113 - 128 hours) Hours per month during trading hours: 61% - 70% (85 - 98 hours) Duties: Registered representative with Kestra Investments Services Life Insurance Business Name: Kestra Advisory Services, LLC Investment Related: Yes Address: 5707 Southwest Parkway Building 2, Suite 400 Austin TX 78735 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Position: Investment Advisor Representative Start Date: 11/9/2016 Hours per month: 51% - 60% (81 - 96 hours) Hours per month during trading hours: 51% - 60% (71 - 84 hours) Duties: We make recommendations involving advisory related business. Currently we use Envestment, Loring Ward, and SEI business Business Name: Michael & Isabelle Alexander Investment Related: No Address: 1332 Sherwood Dr Concord CA 94521 Nature of Business: Real Estate Position: Landlord with my husband. strictly on the passive side as we have a relator and property manager. Start Date: 3/1/2021 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: search for properties with relator hire property manager to find tenant, collect repair, and do repairs. Business Name: 1925 FINANCIAL INC. DBA DUDUM FINANCIAL & INSURANCE POSITION: Wealth Advisor NATURE: Insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 120 SECURITIES TRADING HOURS: 91 START DATE: 06/01/2015 ADDRESS: 3505 Mt Diablo Blvd, Lafayette CA 94549 DESCRIPTION: Registered representative with Kestra Investments Services Life Insurance Business Name: BIG PICTURE WEALTH, LLC POSITION: Owner, Sales Person NATURE: Insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 12 SECURITIES TRADING HOURS: 12 START DATE: 01/01/2025 ADDRESS: 1415 Inglewood Drive, Cookeville TN 38501, United States DESCRIPTION: Owner of company. Sales person for insurance. Income derived from personal clients will go into this LLC. (not clients for Dudum Financial).
CRS (Client Relationship Summary) - RIA
Click below to view Isabelle Ann Alexander's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2018
Experience
Current
November 9, 2016 - Present
KESTRA ADVISORY SERVICES, LLC
Office #1: 3505 Mt. Diablo Blvd, Lafayette, CA 94549RIA
CRD#: 283330
Lafayette, CA
Current
November 8, 2016 - Present
KESTRA INVESTMENT SERVICES, LLC
Office #1: 3505 Mt. Diablo Blvd., Lafayette, CA 94549BD
CRD#: 42046
Lafayette, CA
Past
August 10, 2016 - December 9, 2016
SIGNATOR INVESTORS, INC.
RIA
CRD#: 468
LAFAYETTE, CA
Past
May 13, 2016 - December 9, 2016
SIGNATOR INVESTORS, INC.
BD
CRD#: 468
LAFAYETTE, CA
Past
August 14, 2015 - May 13, 2016
TRANSAMERICA FINANCIAL ADVISORS, LLC
BD
CRD#: 16164
LAFAYETTE, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
IAR
California(11/9/2016)
RR
California(12/14/2018)
RR
Iowa(4/6/2022)
RR
Tennessee(10/22/2024)
IAR
Tennessee(7/23/2025)
RR
Washington(11/8/2016)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735
Mailing Address
Phone number
(844) 553-7872
Established
Firm type
Fiscal year end
# of Employees
1,299
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 155,482 |
| AUM (Assets Under Management) | $ 60,174,309,829 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/23/2024 | ||
| 10/20/2023 | ||
| 12/21/2022 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
KESTRA ADVISORY SERVICES, LLC
CRD#: 283330Lafayette, CA 94549TRUST BUT VERIFY
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