Matthew E. Gormly
Professional summary
Matthew Edward Gormly IV, who also goes by Matt Gormly IV, Matthew Gormly Iv, Matthew Edward Gormly Iv, is a registered financial professional currently at TRUIST SECURITIES, INC. located in Dallas, Texas.
Matthew is registered as a RR (Registered Representative) and started their career in finance in 2021. Matthew has worked at 4 firms and has passed the Series 63, Series 7TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Matthew Edward Gormly IV's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 10, 2025 - Present
TRUIST SECURITIES, INC.
Office #1: 100 Crescent Ct Fl 10, Ste 1000, Dallas, TX 75201January 25, 2023 - August 26, 2025
XMS CAPITAL PARTNERS, LLC
April 22, 2022 - September 27, 2022
B. RILEY SECURITIES, INC.
February 25, 2021 - April 25, 2022
ALDWYCH SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 2/24/2021
General Securities Representative ExaminationFINRA
Nasdaq Stock Market
Current Firm
TRUIST SECURITIES, INC.
CRD#: 6271 / SEC#: , 8-17212
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| TRUIST FINANCIAL CORPORATION | PARENT COMPANY | |
| COLEMAN, SHELLEY BRENNAN | AML OFFICER | 3163295 |
| FARRELL, KATHLEEN ANNE | BOARD MEMBER | 4038178 |
| HACKETT, THOMAS PATRICK | CHAIRMAN OF THE BOARD & CHIEF EXECUTIVE OFFICER | 2878035 |
| HUFFSTETLER, MARK | BOARD MEMBER AND CHIEF CREDIT OFFICER | 2830214 |
| HUMPHREYS, ADAM | SECRETARY AND CHIEF LEGAL OFFICER | 7866934 |
| JESSANI, KERRY | BOARD MEMBER | 5048754 |
| MILLIGAN, JOHN | PRINCIPAL OPERATIONS OFFICER | 3206391 |
| MORRIS, DONALD ROSS JR | CHIEF FINANCIAL OFFICER | 3231801 |
| PAPPAS, ALBERT GEORGE | CHIEF COMPLIANCE OFFICER | 1875535 |
Disclosures
| Regulatory Event | 22 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
TRUIST SECURITIES, INC.
CRD#: 6271Dallas, TX 75201TRUST BUT VERIFY
Monitor Matthew Gormly
Get automatic monthly alerts on:
