Adam T. Caballero
CETERA INVESTMENT ADVISERS LLC | Financial Advisor
Milan, MI 48160-1249
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CRD#: 6526185
Professional summary
Adam T Caballero, who also goes by Adam Caballero, Adam Tito Caballero, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Milan, Michigan and CETERA WEALTH SERVICES, LLC located in Milan, Michigan.
Adam is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2015. Adam has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Adam Caballero | Adam Tito Caballero
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE START DATE: 12/2015 APX NUMBER OF HOURS PER WEEK: 3 APX NUMBER OF HOURS DURING TRADING HOURS: 1 POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SALES OF INSURANCE PRODUCTS; 2. NAME OF OTHER BUSINESS: MILAN AREA SCHOOLS INVESTMENT RELATED: NO ADDRESS: 200 BIG RED DR, MILAN, MI 48160 NATURE OF BUSINESS: SCHOOL START DATE: 12/2022 POSITION/TITLE/RELATIONSHIP: WRESTLING COACH APX NUMBER OF HOURS PER WEEK: 10 APX NUMBER OF HOURS DURING TRADING HOURS: 8 BRIEF DESCRIPTION OF DUTIES: WRESTLING COACH, TEACH WRESTLING; 3. NAME OF OTHER BUSINESS: CABALLERO FINANCIAL ADVISORY INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 12/2022 POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL APX NUMBER OF HOURS PER WEEK: MINIMAL APX NUMBER OF HOURS DURING TRADING HOURS: MINIMAL BRIEF DESCRIPTION OF DUTIES: OWNER OF CABALLERO FINANCIAL, PROVIDE FINANCIAL GUIDANCE, TRADES, INSURANCE, ETC;
CRS (Client Relationship Summary) - RIA
Click below to view Adam T Caballero's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 7, 2025 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 103 E Main St, Milan, MI 48160-1249RIA
CRD#: 105644
Milan, MI
Current
October 7, 2025 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 103 E Main St, Milan, MI 48160BD
CRD#: 13572
Milan, MI
Past
December 2, 2022 - October 13, 2025
AMERIPRISE FINANCIAL SERVICES, LLC
RIA
CRD#: 6363
Milan, MI
Past
December 2, 2022 - October 13, 2025
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
Milan, MI
Past
December 15, 2015 - December 8, 2022
EDWARD JONES
RIA
CRD#: 250
Ypsilanti, MI
Past
August 31, 2015 - December 8, 2022
EDWARD JONES
BD
CRD#: 250
Ypsilanti, MI
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Florida(10/7/2025)
RR
Georgia(10/7/2025)
RR
Kentucky(10/7/2025)
RR
Michigan(10/7/2025)
IAR
Michigan(10/7/2025)
RR
Minnesota(10/7/2025)
RR
Nebraska(10/7/2025)
RR
North Carolina(10/7/2025)
RR
Oregon(10/7/2025)
RR
Tennessee(10/7/2025)
RR
Texas(10/7/2025)
IAR
Texas(10/7/2025)
RR
Wyoming(10/7/2025)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CETERA INVESTMENT ADVISERS LLC
Financial AdvisorCRD#: 105644Milan, MI 48160-1249TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
