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Preston Robert Coyle

DWS DISTRIBUTORS
JACKSONVILLE, FL
·CRD# 6524010·11 years experience

Professional Summary

Preston Robert Coyle, who also goes by Preston Coyle, is a registered financial advisor currently at DWS DISTRIBUTORS, INC. located in Jacksonville, Florida. Preston is registered as a RR (Registered Representative) and started their career in finance in 2015. Preston has worked at 4 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Preston Coyle

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

11 years in the financial services industry

Current & Past Employments

DWS DISTRIBUTORS, INC.·CRD# 37306
BD
5201 Gate Parkway, Jacksonville, FL 32256
April 18, 2024 - Present
FIDELITY PERSONAL AND WORKPLACE ADVISORS·CRD# 288590
RIA
Boston, MA
July 13, 2018 - October 31, 2023
STRATEGIC ADVISERS LLC·CRD# 104555
RIA
Jacksonville, FL
February 9, 2017 - July 13, 2018
FIDELITY BROKERAGE SERVICES LLC·CRD# 7784
BD
Jacksonville, FL
August 10, 2015 - October 28, 2023

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Current Firm

DD
DWS DISTRIBUTORS, INC.

DEAWM DISTRIBUTORS, INC. | ZURICH KEMPER DISTRIBUTORS, INC. | SCUDDER DISTRIBUTORS, INC. | KEMPER DISTRIBUTORS, INC. | DWS SCUDDER DISTRIBUTORS, INC. | DWS INVESTMENTS DISTRIBUTORS, INC | DWS DISTRIBUTORS, INC. | DEUTSCHE AM DISTRIBUTORS, INC.

CRD#: 37306 / SEC#: 8-47765
BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)

Contact Information

Main Address

222 South Riverside Plaza, Chicago, IL 60606-5808

Mailing Address

875 Third Avenue 27th Floor- Mail Stop Nyc03-2720, New York, NY 10022

Phone Number

(312) 537-7000

Established

Delaware since 09/20/1994

Firm Type

Corporation

Fiscal Year End

December

Firm Size

Medium

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
DWS INVESTMENT MANAGEMENT AMERICAS , INC.SHAREHOLDER—
ABBOTT, KEVIN SCHIEF OPERATING OFFICER AND DIRECTOR4210778
BALUYOT, RHEEZA RAMOSCHIEF FINANCIAL OFFICER8028310
CHELEL, NICOLE M.CHIEF COMPLIANCE OFFICER4748490
O'CONNELL, BRIAN PATRICKCHAIRMAN OF THE BOARD/DIRECTOR, CHIEF EXECUTIVE OFFICER / PRESIDENT3089261
REUTER, MICHELLE SVICE PRESIDENT6572669
SHIELDS, JOHN POWELL JRVICE PRESIDENT1950330
VASSIL, JASON TODDDIRECTOR AND VICE PRESIDENT4477245
WILCZEWSKI, JOEL JOHNVICE PRESIDENT2815498

Disclosures

Regulatory Event

5

Arbitration

1

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Florida
(4/18/2024)
RR
Illinois
(4/18/2024)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Feb 2017About the Series 66 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Aug 2015About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Aug 2015About the Series 7 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Preston Robert Coyle's CRS (Customer Relationship Summary).

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