Tyler D. Sauer
Professional summary
Tyler Dean Sauer, who also goes by Tyler Sauer, is a registered financial professional currently at MAN INVESTMENTS INC. located in San Francisco, California.
Tyler is registered as a RR (Registered Representative) and started their career in finance in 2016. Tyler has worked at 5 firms and has passed the Series 63, Series 3, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Tyler Dean Sauer's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 19, 2022 - Present
MAN INVESTMENTS INC.
Office #1: Two Embarcadero Center 8th Floor, San Francisco, CA, 94111November 14, 2018 - April 18, 2022
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC
August 19, 2016 - July 12, 2018
ALLIANZ GLOBAL INVESTORS DISTRIBUTORS LLC
August 3, 2016 - August 12, 2016
VICTORY CAPITAL SERVICES, INC.
March 14, 2016 - August 12, 2016
RS FUNDS DISTRIBUTOR LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
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Exams
FINRA
Current Firm
MAN INVESTMENTS INC.
CRD#: 15770 / SEC#: , 8-32575
Contact information
FINRA licenses (53 States and Territories)
Documents
Disclosures
| Regulatory Event | 3 |
Red Flags
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