Alex M. Baier
Professional summary
Alex M Baier, who also goes by Alexander Mckinley Baier, Alex M Baier, Alexander M Baier, is a registered financial advisor currently at RLS PRIVATE WEALTH CONSULTING, INC. located in Concord, California.
Alex is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2015. Alex has worked at 3 firms and has passed the Series 65, Series 63, Series 7TO, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Alex M Baier's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 3, 2025 - Present
RLS PRIVATE WEALTH CONSULTING, INC.
April 13, 2018 - December 16, 2024
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
July 31, 2015 - March 16, 2018
FORESTERS FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(2/3/2025)
Exams
Series 7TO
Date: 1/25/2019
General Securities Representative ExaminationCurrent Firm
RLS PRIVATE WEALTH CONSULTING, INC.
CRD#: 312496 / SEC#:
Contact information
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2025 | ||
| 08/21/2024 |
Red Flags
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