Samuel I. Gudeon

OWLS NEST PARTNERS

CHADDS FORD, PA 19317-9711

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CRD#: 6519454

Professional summary

Samuel Izzy Gudeon is a registered financial advisor currently at OWLS NEST PARTNERS located in Chadds Ford, Pennsylvania.

Samuel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2015. Samuel has worked at 2 firms and has passed the Series 65, Series 63, SIE, Series 52 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Samuel Izzy Gudeon's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 8, 2025 - Present

OWLS NEST PARTNERS

Office #1: 223 Wilmington-west Chester Pike Suite 300, Chadds Ford, PA 19317-9711

RIA

CRD#: 289811

CHADDS FORD, PA

Past

August 24, 2015 - January 18, 2017

PNC CAPITAL MARKETS LLC

CRD#: 15647

PHILADELPHIA, PA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

OWLS NEST PARTNERS

OWLS NEST PARTNERS | OWLS NEST PARTNERS IA, LLC | OWLS NEST PARTNERS GP, LLC (GENERAL PARTNER)

CRD#: 289811 / SEC#: 801-120755

RIA

Registered Investment Advisory firm - (4/12/2021 Approved)

Pennsylvania

Registered Investment Advisory firm - (4/21/2021 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Pennsylvania
(5/8/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/8/2025

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 8/28/2015

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 1/18/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 52

Date: 9/4/2015

Municipal Securities Representative Examination

General Industry/Product Exam

Series 7

Date: 8/24/2015

General Securities Representative Examination

Current Firm

OWLS NEST PARTNERS

OWLS NEST PARTNERS | OWLS NEST PARTNERS IA, LLC | OWLS NEST PARTNERS GP, LLC (GENERAL PARTNER)

CRD#: 289811 / SEC#: 801-120755

RIA

Registered Investment Advisory firm - (4/12/2021 Approved)

Pennsylvania

Registered Investment Advisory firm - (4/21/2021 Terminated)

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Contact information

Main Address

223 Wilmington-west Chester Pike Suite 300, Chadds Ford, PA 19317-9711

Mailing Address

Phone number

(484) 352-1110

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A (1/30/2025)

Regulatory assets under management

Total Number of Accounts	16
AUM (Assets Under Management)	$ 472,944,049

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Samuel I. Gudeon

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Samuel Izzy Gudeon's CRS (Customer Relationship Summary).

Certified licenses

Experience

PNC CAPITAL MARKETS LLC

Primary Firm SEC Registration

OWLS NEST PARTNERS

State Registrations and Notice Filings

Exams

Series 65

Date: 5/8/2025

Series 63

Date: 8/28/2015

SIE

Date: 1/18/2017

Series 52

Date: 9/4/2015

Series 7

Date: 8/24/2015

Current Firm

OWLS NEST PARTNERS

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

OWLS NEST PARTNERS

TRUST BUT VERIFY

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