John S. Arens
BALBOA WEALTH PARTNERS
Long Beach, CA 90802
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CRD#: 6518844
Professional summary
John Sloan Arens III, who also goes by John Sloan Arens III, John Sloan Arens, is a registered financial advisor currently at BALBOA WEALTH PARTNERS, INC. located in Long Beach, California.
John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2015. John has worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
John Sloan Arens Iii | John Sloan Arens
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Long beach Area Chamber of Commerce Long Beach, CA Start date: 12/31/2018 Member Connect business owners and the city to help raise awareness of services provided within the City of Long Beach. 2) The Salvation Army Long Beach, CA Start date: 6/6/2019 Advisory Board Member Hours per week: 0 Hours during trading: 0 Advise board on fundraising practices and volunteer my time to help promote community needs. Also voted Secretary of Executive Committee, now Chairman Elect. 3) Long Beach City College Foundation Start Date: 7/1/2022 Board Member Hours per week: 1 Hours during trading: 0 Help raise funds and community awareness in order to strengthen relations within the city to benefit students attending. 4) St. Mary's Medical Center, Long Beach Start Date: 7/1/2020 Hours per week: 1 Hours during trading: 0 Ensure hospital is adhering to policies and procedures in order to continue optimal service for patients. 5) Licensed Insurance Agent; Not investment-related; 444 West Ocean Blvd, 1400, Long Beach, CA, USA, 90802; Insurance Sales; Implementations of insurance recommendations; Time Spent per Month: approximately 10%
CRS (Client Relationship Summary) - RIA
Click below to view John Sloan Arens III's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 8, 2024 - Present
BALBOA WEALTH PARTNERS, INC.
Office #1: 444 West Ocean Blvd 1400, Long Beach, CA 90802RIA
CRD#: 282329
Long Beach, CA
Past
December 11, 2015 - April 23, 2024
EDWARD JONES
RIA
CRD#: 250
LONG BEACH, CA
Past
September 24, 2015 - April 23, 2024
EDWARD JONES
BD
CRD#: 250
LONG BEACH, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BW
BALBOA WEALTH PARTNERS, INC.
BALBOA WEALTH PARTNERS, INC. | ZELKO WEALTH MANAGEMENT | WILLOW COVE | WEALTH MANAGEMENT SOLUTIONS | TOZAI WEALTH MANAGEMENT | SEASONS TWO VENTURES FUND | SB WEALTH STRATEGIES | SAM FINANCIAL GROUP | ROCKWOOD INVESTMENT COUNSEL | ROBINSON SHUMAKER WEALTH MANAGEMENT | NAUTICAL WEALTH MANAGEMENT | GATEWAY CAPITAL WEALTH | FSA INTEGRATED | ESSENTIAL RETURNS | BION CAPITAL PARTNERS | BION CAPITAL
CRD#: 282329 / SEC#: 801-107029
RIA
Registered Investment Advisory firm - (12/11/2015 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(5/8/2024)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
BW
BALBOA WEALTH PARTNERS, INC.
BALBOA WEALTH PARTNERS, INC. | ZELKO WEALTH MANAGEMENT | WILLOW COVE | WEALTH MANAGEMENT SOLUTIONS | TOZAI WEALTH MANAGEMENT | SEASONS TWO VENTURES FUND | SB WEALTH STRATEGIES | SAM FINANCIAL GROUP | ROCKWOOD INVESTMENT COUNSEL | ROBINSON SHUMAKER WEALTH MANAGEMENT | NAUTICAL WEALTH MANAGEMENT | GATEWAY CAPITAL WEALTH | FSA INTEGRATED | ESSENTIAL RETURNS | BION CAPITAL PARTNERS | BION CAPITAL
CRD#: 282329 / SEC#: 801-107029
RIA
Registered Investment Advisory firm - (12/11/2015 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
6263 North Scottsdale Road Suite 265, Scottsdale, AZ 85250
Mailing Address
Phone number
(949) 445-1465
Established
Firm type
Fiscal year end
# of Employees
31
SEC notice filing (17 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,068 |
| AUM (Assets Under Management) | $ 804,833,455 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
