Shant Rostamian
STRATEGIC ADVISERS LLC | Financial Consultant
GLENDALE, CA
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CRD#: 6517124
Professional summary
Shant Rostamian is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in Glendale, California and FIDELITY BROKERAGE SERVICES LLC located in Pasadena, California.
Shant is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2015. Shant has worked at 6 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Biography
My goal as your Financial Consultant is to ensure you've got a plan in place to feel confident about working towards your financial goals. Utilizing Fidelity's superior analysis tools, I partner with my clients to develop and implement an investment strategy tailored around their specific needs. I do this by leveraging my diverse background in the financial services industry and collaborating with my partners to build and grow long-term relationships with our South Bay clients.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Shant Rostamian's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneEducation
California State University Northridge
Liberal Studies - Finance
2013
Experience
Current
March 31, 2025 - Present
STRATEGIC ADVISERS LLC
Office #2: 123-127 South Lake Ave., Pasadena, CA 91101Office #3: 155 N Lake Avenue, Pasadena, CA 91101RIA
CRD#: 104555
GLENDALE, CA
Current
August 23, 2017 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: 123-127 South Lake Ave., Pasadena, CA 91101Office #2: 155 N Lake Avenue, Pasadena, CA 91101BD
CRD#: 7784
Pasadena, CA
Past
November 15, 2018 - March 31, 2025
FIDELITY PERSONAL AND WORKPLACE ADVISORS
RIA
CRD#: 288590
TORRANCE, CA
Past
October 24, 2016 - August 15, 2017
J.P. MORGAN SECURITIES LLC
BD
CRD#: 79
PASADENA, CA
Past
April 25, 2016 - September 21, 2016
EQUITABLE ADVISORS, LLC
BD
CRD#: 6627
LOS ANGELES, CA
Past
October 17, 2015 - April 12, 2016
NYLIFE SECURITIES LLC
BD
CRD#: 5167
GLENDALE, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(5/24/2021)
RR
Arkansas(4/5/2022)
RR
California(8/23/2017)
IAR
California(3/31/2025)
RR
Colorado(3/31/2023)
RR
Florida(2/16/2021)
RR
Hawaii(7/12/2024)
RR
Idaho(9/7/2021)
RR
Iowa(3/11/2022)
RR
Louisiana(12/6/2022)
RR
Massachusetts(4/19/2023)
RR
Michigan(5/12/2022)
RR
Minnesota(3/28/2023)
RR
Montana(7/23/2024)
RR
Nevada(6/14/2021)
RR
New Mexico(9/29/2023)
RR
Oregon(3/7/2022)
RR
Pennsylvania(9/12/2022)
RR
Texas(1/27/2023)
IAR
Texas(3/31/2025)
RR
Virginia(9/16/2021)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
New York Stock Exchange
Current Firm
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
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Contact information
Main Address
155 Seaport Blvd, Boston, MA 02210-2698
Mailing Address
Phone number
(617) 563-7000
Established
Firm type
Fiscal year end
# of Employees
16,291
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,486,631 |
| AUM (Assets Under Management) | $ 1,067,664,605,590 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2025 |
Red Flags
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Company Information
STRATEGIC ADVISERS LLC
Financial ConsultantCRD#: 104555Glendale, CATRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
