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JC

Jonathan D. Caprilli

AUDENT GLOBAL ASSET MANAGEMENT
West Hollywood, CA 90069
Some features on this profile are disabled
CRD#: 6516886
JC

Professional summary


Jonathan Daniel Caprilli, who also goes by Jonathan Argueta, Jonathan D Argueta, is a registered financial advisor currently at AUDENT GLOBAL ASSET MANAGEMENT, LLC located in West Hollywood, California.

Jonathan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2017. Jonathan has worked at 4 firms and has passed the Series 63 and Series 65 exams.

Question & Answer


Are you a "fiduciary"?
Yes

Aliases


Jonathan Argueta | Jonathan D Argueta

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - RIA


Click below to view Jonathan Daniel Caprilli's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

February 6, 2026 - Present

AUDENT GLOBAL ASSET MANAGEMENT, LLC

Office #1: 9200 W Sunset Blvd Suite 817, West Hollywood, CA 90069
RIA
CRD#: 308166
West Hollywood, CA
Past

May 2, 2022 - January 14, 2026

LIDO

RIA
CRD#: 269866
LOS ANGELES, CA
Past

November 16, 2017 - November 16, 2020

MANCHESTER CAPITAL MANAGEMENT LLC

RIA
CRD#: 110003
Montecito, CA
Past

July 31, 2017 - September 5, 2017

MERCER GLOBAL ADVISORS INC.

RIA
CRD#: 147363
SANTA BARBARA, CA

Primary Firm SEC Registration


This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AG
AUDENT GLOBAL ASSET MANAGEMENT, LLC
AUDENT GLOBAL ASSET MANAGEMENT, LLC | NEXGEN GLOBAL ASSET MANAGEMENT, LLC

CRD#: 308166 / SEC#: 801-118707

RIA
Registered Investment Advisory firm - (5/11/2020 Approved)

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
California
(2/6/2026)

Exams


State Security Law Exam
RR
Series 63
Date: 8/4/2020
Uniform Securities Agent State Law Examination
State Security Law Exam

Current Firm


AG
AUDENT GLOBAL ASSET MANAGEMENT, LLC
AUDENT GLOBAL ASSET MANAGEMENT, LLC | NEXGEN GLOBAL ASSET MANAGEMENT, LLC

CRD#: 308166 / SEC#: 801-118707

RIA
Registered Investment Advisory firm - (5/11/2020 Approved)
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Contact information


Main Address
9200 W Sunset Blvd Suite 817, West Hollywood, CA 90069
Mailing Address
Phone number
(310) 388-3818
Established
Firm type
Fiscal year end
# of Employees
7

SEC notice filing (2 States and Territories)


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Documents


Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

DISCLOSURE BROCHURE FOR AUDENT GLOBAL ASSET MANAGEMENT, LLC (3/27/2025)

Regulatory assets under management


Total Number of Accounts398
AUM (Assets Under Management)$ 433,680,906

Accountant surprise examination report


Filing DateForm ADV-E CoverForm ADV-E Report
01/28/2026
Cover Page

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


AUDENT GLOBAL ASSET MANAGEMENT, LLC

CRD#: 308166West Hollywood, CA 90069

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