JG
Jack S. Grzenia
FORUM FINANCIAL MANAGEMENT, LP
Oak Brook, IL 60523
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CRD#: 6516471
JG
Professional summary
Jack Stephen Grzenia is a registered financial advisor currently at FORUM FINANCIAL MANAGEMENT, LP located in Oak Brook, Illinois and PURSHE KAPLAN STERLING INVESTMENTS located in Oak Brook, Illinois.
Jack is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2015. Jack has worked at 3 firms and has passed the Series 65, Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Sole Proprietor; Not investment-related; 1200 Harger Road Suite 220, Oakbrook, IL 60523; Insurance sales; Sole Proprietor; 1/2023; 10 hours/month devoted; 8 hours during securities trading hours; Insurance sales and services. 2) ZEN Installations; Not investment-related; 1435 West Grand Avenue, Chicago, IL 60642; Vinyl sign installation; Partner; 9/2019; 5-10 hours/month devoted; 1-5 hours during securities trading hours; Bookkeeping.
CRS (Client Relationship Summary) - RIA
Click below to view Jack Stephen Grzenia's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 30, 2021 - Present
FORUM FINANCIAL MANAGEMENT, LP
Office #1: 1200 Harger Road Suite 711, Oak Brook, IL 60523RIA
CRD#: 145706
Oak Brook, IL
Current
November 11, 2016 - Present
PURSHE KAPLAN STERLING INVESTMENTS
Office #1: 1200 Harger Road Suite 220, Oak Brook, IL 60523BD
CRD#: 35747
Oak Brook, IL
Past
December 23, 2015 - September 23, 2016
CETERA FINANCIAL SPECIALISTS LLC
BD
CRD#: 10358
OAK BROOK, IL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
FF
FORUM FINANCIAL MANAGEMENT, LP
FORUM | WEALTH ADVISER ALLIANCE | FORUM FINANCIAL MANAGEMENT, LP | FORUM FINANCIAL MANAGEMENT, LLC | FORUM FINANCIAL
CRD#: 145706 / SEC#: 801-69970
RIA
Registered Investment Advisory firm - (3/9/2009 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(12/17/2020)
RR
Colorado(7/24/2024)
RR
Georgia(12/17/2020)
RR
Illinois(12/2/2016)
IAR
Illinois(7/30/2021)
RR
Indiana(12/17/2020)
RR
New Jersey(7/24/2024)
RR
Pennsylvania(12/17/2020)
RR
Texas(7/24/2024)
RR
Utah(12/17/2020)
RR
Virginia(12/17/2020)
RR
Wisconsin(1/29/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
FF
FORUM FINANCIAL MANAGEMENT, LP
FORUM | WEALTH ADVISER ALLIANCE | FORUM FINANCIAL MANAGEMENT, LP | FORUM FINANCIAL MANAGEMENT, LLC | FORUM FINANCIAL
CRD#: 145706 / SEC#: 801-69970
RIA
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Contact information
Main Address
1900 South Highland Avenue Suite 100, Lombard, IL 60148
Mailing Address
Phone number
(630) 873-8520
Established
Firm type
Fiscal year end
# of Employees
140
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 21,456 |
| AUM (Assets Under Management) | $ 9,030,636,924 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/08/2025 | ||
| 12/20/2024 | ||
| 10/19/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
