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MW

Mitchell M. Wade

ALPS DISTRIBUTORS
Denver, CO 80202-1866
Some features on this profile are disabled
CRD#: 6516098
MW
Mitchell Morse WadeALPS DISTRIBUTORS

Professional summary

Mitchell Morse Wade, who also goes by Mitch M Wade, Mitchell Morse Wade, Mitchell Wade, is a registered financial professional currently at ALPS DISTRIBUTORS, INC. located in Denver, Colorado.

Mitchell is registered as a RR (Registered Representative) and started their career in finance in 2015. Mitchell has worked at 8 firms and has passed the Series 63, SIE, Series 57, Series 3, Series 7, Series 4, Series 24, Series 10 and Series 9 exams.

Aliases

Mitch M Wade | Mitchell Morse Wade | Mitchell Wade

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Mitchell Morse Wade's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

June 24, 2026 - Present

ALPS DISTRIBUTORS, INC.

Office #1: 1555 Blake Street Suite 250, Denver, CO 80202-1866
BD
CRD#: 16853
Denver, CO
Past

January 30, 2026 - June 25, 2026

ROBINHOOD SECURITIES, LLC

BD
CRD#: 287900
Denver, CO
Past

January 30, 2026 - June 25, 2026

ROBINHOOD FINANCIAL, LLC

BD
CRD#: 165998
Denver, CO
Past

June 1, 2022 - January 8, 2026

EQUITYBEE SECURITIES, LLC

BD
CRD#: 41896
PALO ALTO, CA
Past

January 7, 2022 - June 3, 2022

ACORNS SECURITIES, LLC

BD
CRD#: 168172
IRVINE, CA
Past

July 16, 2019 - December 14, 2021

JANUS HENDERSON DISTRIBUTORS US LLC

BD
CRD#: 28832
DENVER, CO
Past

January 7, 2017 - November 10, 2017

OPTIONSXPRESS, INC.

BD
CRD#: 103849
CHICAGO, IL
Past

October 5, 2015 - July 16, 2019

CHARLES SCHWAB & CO., INC.

BD
CRD#: 5393
LONE TREE, CO

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(6/24/2026)
RR
Colorado
(6/24/2026)

Exams

State Security Law Exam
RR
Series 63
Date: 10/9/2015
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 57
Date: 8/1/2018
Securities Trader Exam
General Industry/Product Exam
RR
Series 3
Date: 12/8/2016
National Commodity Futures Examination
General Industry/Product Exam
RR
Series 7
Date: 10/5/2015
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 4
Date: 12/19/2023
Registered Options Principal Examination
Principal/Supervisory Exam
RR
Series 24
Date: 2/8/2022
General Securities Principal Examination
Principal/Supervisory Exam
RR
Series 10
Date: 5/1/2017
General Securities Sales Supervisor - General Module Examination
Principal/Supervisory Exam
RR
Series 9
Date: 2/7/2017
General Securities Sales Supervisor - Options Module Examination
SRO Registrations
RR
FINRA

Current Firm

AD
ALPS DISTRIBUTORS, INC.
ALPS DISTRIBUTORS, INC. | MARINER FUNDS SERVICES INC. | ALPS SECURITIES, INC. | ALPS MUTUAL FUNDS SERVICES, INC.

CRD#: 16853 / SEC#: , 8-34626

BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)
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Contact information

Main Address
1290 Broadway Suite 1000, Denver, CO 80203
Mailing Address
1290 Broadway Suite 1000, Denver, CO 80203
Phone number
(303) 623-2577
Established
Colorado since 07/01/1985
Firm type
Corporation
Fiscal year end
December
Firm Size
Medium
# of Employees

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

NamePositionCRD#
ALPS HOLDINGS, INC.PARENT
KYLLO, STEPHEN JOHNSVP; PRESIDENT; DIRECTOR; CHIEF COMPLIANCE OFFICER; PRINCIPAL OPERATIONS OFFICER3204474
NECKEL, TARA JILLVP, DEPUTY CHIEF COMPLIANCE OFFICER4051739
PARSONS, ERIC TFINOP, CONTROLLER, PRINCIPAL FINANCIAL OFFICER5215115

Disclosures

Regulatory Event4

Red Flags

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Company Information

ALPS DISTRIBUTORS, INC.

CRD#: 16853Denver, CO 80202-1866

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