Zachary E. Sutton
CORNERSTONE WEALTH
Tampa, FL 33609
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CRD#: 6515308
Professional summary
Zachary Edward Sutton, CFP®, who also goes by Zack Sutton, is a registered financial advisor currently at CORNERSTONE WEALTH located in Tampa, Florida and MUTUAL SECURITIES, INC. located in Tampa, Florida.
Zachary is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2017. Zachary has worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Zack Sutton
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. Fixed Insurance Business, Start Date: 09/13/2017, 3708 West Swann Ave., Ste. 102, Tampa, FL 33609, Individual, Insurance Agency, Insurance Agent, I sell fixed life insurance, disability, and long-term care insurance as well as fixed and fixed indexed annuities, Not Investment Related, 25 Hours per month, 2 Hours per day during trading hours. 2. Cornerstone Wealth Group, LLC., Start Date: 01/01/2024, 3708 West Swann Ave., Ste. 102, Tampa, FL 33609, LLC, Registered Investment Advisor, Investment Advisor, Meeting the clients to discuss to their financial plans & estate plans, Investment Related, 40 Hours per month, 6.5 Hours per day during trading hours.
CRS (Client Relationship Summary) - RIA
Click below to view Zachary Edward Sutton's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2019
Experience
Current
January 17, 2024 - Present
CORNERSTONE WEALTH
Office #1: 3708 W Swann Avenue 102, Tampa, FL 33609RIA
CRD#: 289971
Tampa, FL
Current
December 1, 2023 - Present
MUTUAL SECURITIES, INC.
Office #1: 3708 West Swann Ave. Ste. 102, Tampa, FL 33609BD
CRD#: 13092
Tampa, FL
Past
September 11, 2020 - December 4, 2023
PURSHE KAPLAN STERLING INVESTMENTS
BD
CRD#: 35747
Tampa, FL
Past
May 7, 2018 - January 30, 2024
SUTTON WEALTH ADVISORS, INC.
RIA
CRD#: 145359
TAMPA, FL
Past
June 12, 2017 - September 15, 2020
SECURITIES SERVICE NETWORK, LLC
BD
CRD#: 13318
TAMPA, FL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CW
CORNERSTONE WEALTH
CORNERSTONE ENTERPRISE SOLUTIONS GROUP | INVESTMENT DYNAMEX | CORNERSTONE WEALTH GROUP, LLC | CORNERSTONE WEALTH | CORNERSTONE SPORTS ADVISORY GROUP | CORNERSTONE RETIRE
CRD#: 289971 / SEC#: 801-112164
RIA
Registered Investment Advisory firm - (12/22/2017 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(12/1/2023)
RR
Arizona(12/1/2023)
RR
California(12/1/2023)
RR
Colorado(12/1/2023)
RR
Florida(12/1/2023)
IAR
Florida(1/17/2024)
RR
Georgia(12/1/2023)
RR
Indiana(12/1/2023)
RR
Kansas(12/1/2023)
RR
Louisiana(12/1/2023)
RR
Maryland(12/1/2023)
RR
Massachusetts(12/1/2023)
RR
Michigan(12/1/2023)
RR
Minnesota(12/1/2023)
RR
Mississippi(12/1/2023)
RR
Montana(12/1/2023)
RR
New Hampshire(12/1/2023)
RR
New Jersey(12/1/2023)
RR
New York(12/1/2023)
RR
North Carolina(12/1/2023)
RR
North Dakota(12/5/2023)
RR
Ohio(12/1/2023)
RR
South Carolina(12/1/2023)
RR
Tennessee(12/1/2023)
RR
Texas(12/1/2023)
RR
Virginia(12/1/2023)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CW
CORNERSTONE WEALTH
CORNERSTONE ENTERPRISE SOLUTIONS GROUP | INVESTMENT DYNAMEX | CORNERSTONE WEALTH GROUP, LLC | CORNERSTONE WEALTH | CORNERSTONE SPORTS ADVISORY GROUP | CORNERSTONE RETIRE
CRD#: 289971 / SEC#: 801-112164
RIA
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Contact information
Main Address
16810 Kenton Drive Suite 200, Huntersville, NC 28078
Mailing Address
Phone number
(704) 987-3410
Established
Firm type
Fiscal year end
# of Employees
50
SEC notice filing (34 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 6,834 |
| AUM (Assets Under Management) | $ 2,108,342,140 |
Red Flags
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Company Information
CORNERSTONE WEALTH
CRD#: 289971Tampa, FL 33609TRUST BUT VERIFY
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