RC
Ryan S. Collett
STATE FARM INVESTMENT MANAGEMENT
Somerset, KY 42501
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CRD#: 6515198
RC
Professional summary
Ryan Scott Collett, who also goes by Ryan S Collett, is a registered financial advisor currently at STATE FARM INVESTMENT MANAGEMENT CORP. located in Somerset, Kentucky and STATE FARM VP MANAGEMENT CORP. located in Somerset, Kentucky.
Ryan is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2017. Ryan has worked at 5 firms and has passed the Series 66, Series 6TO, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Ryan S Collett
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Ryan Collett's Insurance Agency; Insurance Agency; Investment-related; 4440 S Highway 27 Somerset, KY 42501-6177; Insurance (State Farm Mutual Automobile Insurance Company and its affiliates); Owner; Agent; 04/01/2021; 80; 80; Service customers and supervise employees 2) TD Ameritrade; Investment=related; 200 South 108th Avenue Omaha NE 68154; 07/24/2022 Stocks 3) Good Hope Baptist Church; Non-investment-related; 201 16th St Corbin KY 40701; Church; Officer; Treasurer; 03/15/2023; 15; 0; make deposits in the checking account, control of the checkbook, pay bills/Co-signor on checking account, review bank statements, small church (nonprofit organization) of about 50-70 people located in Corbin Kentucky
CRS (Client Relationship Summary) - RIA
Click below to view Ryan Scott Collett's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 7, 2022 - Present
STATE FARM INVESTMENT MANAGEMENT CORP.
Office #1: 4440 S Hwy 27, Somerset, KY 42501RIA
CRD#: 3487
Somerset, KY
Current
July 2, 2021 - Present
STATE FARM VP MANAGEMENT CORP.
Office #1: 4440 S Highway 27, Somerset, KY 42501BD
CRD#: 43036
Somerset, KY
Past
January 16, 2018 - June 1, 2020
ALEXANDER INVESTMENT SERVICES CO.
RIA
CRD#: 1037
HARLAN, KY
Past
January 16, 2018 - June 1, 2020
ALEXANDER INVESTMENT SERVICES CO.
BD
CRD#: 1037
HARLAN, KY
Past
April 10, 2017 - December 19, 2017
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
RIA
CRD#: 149018
KNOXVILLE, TN
Past
January 12, 2017 - December 19, 2017
RAYMOND JAMES FINANCIAL SERVICES, INC.
BD
CRD#: 6694
KNOXVILLE, TN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
STATE FARM INVESTMENT MANAGEMENT CORP.
STATE FARM INVESTMENT MANAGEMENT | STATE FARM INVESTMENT MANAGEMENT CORP.
CRD#: 3487 / SEC#: 801-8184, 8-13379
RIA
Registered Investment Advisory firm - SEC (12/14/1971 Approved)BD
Terminated by SEC on 06/30/2001
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Kentucky(7/2/2021)
IAR
Kentucky(3/7/2022)
RR
Tennessee(4/30/2025)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
STATE FARM INVESTMENT MANAGEMENT CORP.
STATE FARM INVESTMENT MANAGEMENT | STATE FARM INVESTMENT MANAGEMENT CORP.
CRD#: 3487 / SEC#: 801-8184, 8-13379
RIA
Registered Investment Advisory firm - SEC (12/14/1971 Approved)BD
Terminated by SEC on 06/30/2001
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Contact information
Main Address
One State Farm Plaza B-2, Bloomington, IL 61710-0001
Mailing Address
Phone number
(800) 447-0740
Established
Delaware since 12/09/1966
Firm type
Corporation
Fiscal year end
November
# of Employees
150
SEC notice filing (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| STATE FARM MUTUAL AUTOMOBILE INSURANCE COMPANY | OWNER | |
| CHEVALIER, JEREL SAM | ASSISTANT SECRETARY-TREASURER | 2209892 |
| GRIMES, DAVID ROY | VICE PRESIDENT & SECRETARY | 1432710 |
| GRIZZLE, DAVID RAY | ASSISTANT SECRETARY/TREASURER | 4084087 |
| HORTON, STEPHEN LOWELL | ASSISTANT SECRETARY | 3124493 |
| JAYNES, DONALD ONEIL | ASSISTANT SECRETARY | 3124497 |
| JOSLIN, ROGER SCOTT | DIRECTOR, VICE PRESIDENT & TREASURER | 262350 |
| KILLIAN, JOHN JOSEPH | DIRECTOR | 2614915 |
| MOORE, DAVID MICHAEL | ASSISTANT SECRETARY | 2876793 |
| MOSER, KURT GEORGE | DIRECTOR & SENIOR VICE PRESIDENT | 2065254 |
| RUST, EDWARD BARRY JR | DIRECTOR AND PRESIDENT | 1450795 |
| THOMAS, HOWARD ANDREW | ASSISTANT SECRETARY-TREASURER | 3150520 |
| TIPSORD, MICHAEL LEON | ASSISTANT SECRETARY | 1943922 |
| TROSINO, VINCENT JOSEPH | DIRECTOR | 1780681 |
Regulatory assets under management
| Total Number of Accounts | 38 |
| AUM (Assets Under Management) | $ 11,294,815,444 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
