Andrew Vick
Professional Summary
Andrew Vick, who also goes by Andrew S. VIck, Andrew S Vick, is a registered financial advisor currently at MADISON AVENUE SECURITIES, LLC located in Winter Park, Florida. Andrew is registered as a RR (Registered Representative) and started their career in finance in 2016. Andrew has worked at 2 firms and has passed the SIE and Series 6 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Andrew Vick, Andrew S. Vick, Andrew S Vick
Similar Advisors
MORGAN STANLEY
CLEARMIND CAPITAL
DRAKE & ASSOCIATES, LLC
UNION CAPITAL COMPANY
Videos & Posts
This advisor has not added any videos or posts yet.
Similar Advisors
MORGAN STANLEY
CLEARMIND CAPITAL
DRAKE & ASSOCIATES, LLC
UNION CAPITAL COMPANY
Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
Similar Advisors
MORGAN STANLEY
CLEARMIND CAPITAL
DRAKE & ASSOCIATES, LLC
UNION CAPITAL COMPANY
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
Similar Advisors
MORGAN STANLEY
CLEARMIND CAPITAL
DRAKE & ASSOCIATES, LLC
UNION CAPITAL COMPANY
Years of Experience
10 years registered in the securities industry
Current & Past Employments
Current
Past
Similar Advisors
MORGAN STANLEY
CLEARMIND CAPITAL
DRAKE & ASSOCIATES, LLC
UNION CAPITAL COMPANY
Current Firm
ASHLAND SECURITIES, INC. | MADISON AVENUE SECURITIES, LLC | MADISON AVENUE SECURITIES, INC. | MADISON AVENUE SECURITIES
Contact Information
Main Address
13500 Evening Creek Dr N #555, San Diego, CA 92128Mailing Address
13500 Evening Creek Dr N #555, San Diego, CA 92128Phone Number
(858) 207-1300Established
Delaware since 05/05/2005Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
Medium# of Employees
125SEC notice filing (50 States and Territories)
Registered to provide investment advisory services in 50 US states and territories.
FINRA licenses (53 States and Territories)
Registered to provide investment advisory services in 50 US states and territories.
Documents
Direct owners and executive officers
Regulatory Assets Under Management
Total Number of Accounts
14,099AUM (Assets Under Management)
$2,019,427,633Disclosures
Regulatory Event
8Arbitration
1Similar Advisors
MORGAN STANLEY
CLEARMIND CAPITAL
DRAKE & ASSOCIATES, LLC
UNION CAPITAL COMPANY
Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
Similar Advisors
MORGAN STANLEY
CLEARMIND CAPITAL
DRAKE & ASSOCIATES, LLC
UNION CAPITAL COMPANY
Primary Firm SEC Registration
ASHLAND SECURITIES, INC. | MADISON AVENUE SECURITIES, LLC | MADISON AVENUE SECURITIES, INC. | MADISON AVENUE SECURITIES
State Registrations and Notice Filings
(4/1/2026)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed May 2016About the Series 6 examSRO Registrations
Similar Advisors
MORGAN STANLEY
CLEARMIND CAPITAL
DRAKE & ASSOCIATES, LLC
UNION CAPITAL COMPANY
CRS (Client Relationship Summary) - BD
Click below to view Andrew Vick's CRS (Customer Relationship Summary).
Similar Advisors
MORGAN STANLEY
CLEARMIND CAPITAL
DRAKE & ASSOCIATES, LLC
UNION CAPITAL COMPANY