Vincent G. Welch
Professional summary
Vincent G Welch, who also goes by VIncent Gerard Welch, is a registered financial professional currently at TD SECURITIES (USA) LLC located in New York, New York.
Vincent is registered as a RR (Registered Representative) and started their career in finance in 2018. Vincent has worked at 2 firms and has passed the Series 63, Series 87, Series 99TO, Series 7TO, SIE, Series 19 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Vincent G Welch's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 29, 2025 - Present
TD SECURITIES (USA) LLC
Office #1: One Vanderbilt Avenue, New York, NY 10017October 11, 2018 - September 12, 2025
ROSENBLATT SECURITIES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/29/2025)
Exams
Series 99TO
Date: 9/30/2019
Operations Professional ExaminationSeries 7TO
Date: 4/10/2019
General Securities Representative ExaminationSeries 19
Date: 10/25/2018
NYSE Floor Clerk - Equities ExaminationFINRA
Nasdaq Stock Market
New York Stock Exchange
Current Firm
TD SECURITIES (USA) LLC
CRD#: 18476 / SEC#: , 8-36747
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| TORONTO DOMINION HOLDINGS (U.S.A.), INC. | PARENT | |
| BROADBERY, MICHAEL | CHIEF COMPLIANCE OFFICER | 6947899 |
| GIBSON, GLENN | CHIEF EXECUTIVE OFFICER | 5659024 |
| JENKINS, CHRISTINE J | FINANCIAL & OPERATIONS PRINCIPAL | 4911933 |
| ORTIZ, JORGE LUIS | CHIEF FINANCIAL OFFICER | 2725922 |
| PETROU, CHRISTINA A | CHIEF OPERATING OFFICER | 4007468 |
Disclosures
| Regulatory Event | 20 |
| Criminal | 1 |
Red Flags
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