ES
Edward L. Stowe
JANNEY MONTGOMERY SCOTT LLC
Atlanta, GA 30326
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CRD#: 6514461
ES
Professional summary
Edward Leigh Stowe, who also goes by Leigh Stowe, is a registered financial professional currently at JANNEY MONTGOMERY SCOTT LLC located in Atlanta, Georgia.
Edward is registered as a RR (Registered Representative) and started their career in finance in 2019. Edward has worked at 3 firms and has passed the Series 63, Series 79TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Leigh Stowe
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Edward Leigh Stowe's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 5, 2024 - Present
JANNEY MONTGOMERY SCOTT LLC
Office #1: 3560 Lenox Rd, Ne Suite 1100, Atlanta, GA 30326RIA
BD
CRD#: 463
Atlanta, GA
Past
December 1, 2021 - January 22, 2024
SCOTIA CAPITAL (USA) INC.
BD
CRD#: 2739
NEW YORK, NY
Past
January 7, 2019 - November 3, 2021
TRUIST SECURITIES, INC.
BD
CRD#: 6271
ATLANTA, GA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
JANNEY MONTGOMERY SCOTT LLC
JANNEY MONTGOMERY SCOTT INC. | PARKER/HUNTER ASSET MANAGEMENT | JANNEY MONTGOMERY SCOTT LLC
CRD#: 463 / SEC#: 801-7258, 8-462
RIA
Registered Investment Advisory firm - SEC (3/8/1971 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(2/5/2024)
RR
Alaska(2/5/2024)
RR
Arizona(2/5/2024)
RR
Arkansas(2/5/2024)
RR
California(2/5/2024)
RR
Colorado(2/5/2024)
RR
Connecticut(2/5/2024)
RR
Delaware(2/5/2024)
RR
District of Columbia(2/5/2024)
RR
Florida(2/5/2024)
RR
Georgia(2/5/2024)
RR
Hawaii(2/5/2024)
RR
Idaho(2/5/2024)
RR
Illinois(2/5/2024)
RR
Indiana(2/5/2024)
RR
Iowa(2/5/2024)
RR
Kansas(2/5/2024)
RR
Kentucky(2/5/2024)
RR
Louisiana(2/5/2024)
RR
Maine(2/5/2024)
RR
Maryland(2/5/2024)
RR
Massachusetts(2/5/2024)
RR
Michigan(2/5/2024)
RR
Minnesota(2/5/2024)
RR
Mississippi(2/5/2024)
RR
Missouri(2/5/2024)
RR
Montana(2/5/2024)
RR
Nebraska(2/5/2024)
RR
Nevada(2/5/2024)
RR
New Hampshire(2/5/2024)
RR
New Jersey(2/5/2024)
RR
New Mexico(2/5/2024)
RR
New York(2/5/2024)
RR
North Carolina(2/9/2024)
RR
North Dakota(2/5/2024)
RR
Ohio(2/5/2024)
RR
Oklahoma(2/5/2024)
RR
Oregon(2/5/2024)
RR
Pennsylvania(2/5/2024)
RR
Puerto Rico(2/5/2024)
RR
Rhode Island(2/5/2024)
RR
South Carolina(2/5/2024)
RR
South Dakota(2/5/2024)
RR
Tennessee(2/5/2024)
RR
Texas(2/5/2024)
RR
Utah(2/5/2024)
RR
Vermont(2/5/2024)
RR
Virginia(2/5/2024)
RR
Washington(2/5/2024)
RR
West Virginia(2/5/2024)
RR
Wisconsin(2/5/2024)
RR
Wyoming(2/5/2024)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 79TO
Date: 1/7/2019
Investment Banking Registered Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
JANNEY MONTGOMERY SCOTT LLC
JANNEY MONTGOMERY SCOTT INC. | PARKER/HUNTER ASSET MANAGEMENT | JANNEY MONTGOMERY SCOTT LLC
CRD#: 463 / SEC#: 801-7258, 8-462
RIA
Registered Investment Advisory firm - SEC (3/8/1971 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
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Contact information
Main Address
1717 Arch Street, Philadelphia, PA 19103
Mailing Address
1717 Arch Street, Philadelphia, PA 19103
Phone number
(215) 665-6000
Established
Delaware since 08/27/1999
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
2,375
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| JUNE PURCHASER LLC | OWNER | |
| CULLEY, JOSEPH DAVID | BANKING PRINCIPAL (BP) | 4275987 |
| DOWNEY, DANEEN ELIZABETH | DEPUTY GENERAL COUNSEL | 4758790 |
| FUSCO, CHRISTOPHER | ROSFP | 5858082 |
| HALL, CAROLINE KATHRYNE | CHIEF COMPLIANCE OFFICER | 6342772 |
| HRICKO, MICHAEL J | CHIEF FINANCIAL OFFICER | 4509746 |
| LEMPA, JESSICA ELLEN | IA CCO | 5276453 |
| MCSHEA, GREGORY BURNS | GENERAL COUNSEL | 2870963 |
| MILLER, ANTHONY MATTHEW | DIRECTOR, PRESIDENT AND CEO | 4597116 |
| MULLAN, DAVID MICHAEL | PRINCIPAL OPERATIONS OFFICER | 2739186 |
| REED, KEVIN JUDE | EXECUTIVE OFFICER | 2105832 |
| RIGGI, BRETT STEPHAN | CHIEF OPERATING OFFICER | 4462496 |
Regulatory assets under management
| Total Number of Accounts | 239,256 |
| AUM (Assets Under Management) | $ 100,795,564,390 |
Disclosures
| Regulatory Event | 54 |
| Arbitration | 66 |
| Bond | 1 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/07/2025 | ||
| 03/21/2025 | ||
| 10/09/2024 | ||
| 10/26/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
