CC
Christopher S. Cazalas
TRANSAMERICA RETIREMENT ADVISORS
Jacksonville, FL
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CRD#: 6514251
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Professional summary
Christopher Sean Cazalas, who also goes by Christopher S Cazalas, is a registered financial advisor currently at TRANSAMERICA RETIREMENT ADVISORS, LLC located in Jacksonville, Florida and TRANSAMERICA INVESTORS SECURITIES, LLC located in Sarasota, Florida.
Christopher is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2015. Christopher has worked at 5 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Christopher S Cazalas
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
I AM THE OWNER AND PRESIDENT OF THE CONGRESSIONAL INFORMATION BUREAU. IT IS NOT AN INVESTMENT-RELATED BUSINESS. I HAVE BEEN THE OWNER OF THE COMPANY SINCE JULY 2010. WE PUBLISH A DAILY NEWSLETTER DEDICATED TO THE MARITIME INDUSTRY VIA E-MAIL SUBSCRIPTION. I RESEARCH TOPICS AND WRITE ARTICLES FOR THE NEWSLETTER. I WORK UP TO 15 HOURS PER WEEK ON THE NEWSLETTER, NONE OF WHICH ARE DURING TRADING HOURS. THE ADDRESS OF THE BUSINESS IS 4263 Losco Rd. Suite 1412 Jacksonville, FL. 32257 I*82500 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: CONGRESSIONAL INFORMATION BUREAU INC. INVESTMENT RELATED: N ADDRESS OF BUSINESS: 4263 Losco Rd. Suite 1412 JACKSONVILLE, FLORIDA 32257 NATURE OF BUSINESS: CORPORATION, POSITION, TITLE, ASSOCIATION: OWNER, START DATE OF RELATIONSHIP: 7/12/2010 NUMBER OF HOURS DEVOTED: 60 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: WE PUBLISH A DAILY NEWSLETTER REGARDING THE MARITIME INDUSTRY TO OUR SUBSCRIBERS VIA E-MAIL. I GATHER INFORMATION AND WRITE ARTICLES FOR THE NEWSLETTER
CRS (Client Relationship Summary) - RIA
Click below to view Christopher Sean Cazalas's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 28, 2025 - Present
TRANSAMERICA RETIREMENT ADVISORS, LLC
RIA
CRD#: 107319
Jacksonville, FL
Current
April 11, 2025 - Present
TRANSAMERICA INVESTORS SECURITIES, LLC
BD
CRD#: 32205
SARASOTA, FL
Past
May 10, 2022 - February 13, 2025
EMPOWER ADVISORY GROUP, LLC
RIA
CRD#: 112058
JACKSONVILLE, FL
Past
April 26, 2022 - February 13, 2025
EMPOWER FINANCIAL SERVICES, INC.
BD
CRD#: 13109
GREENWOOD VILLAGE, CO
Past
May 23, 2017 - April 19, 2022
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
JACKSONVILLE, FL
Past
October 8, 2015 - April 19, 2022
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
JACKSONVILLE, FL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TR
TRANSAMERICA RETIREMENT ADVISORS, LLC
DIVERSIFIED INVESTMENT ADVISORS INC | TRANSAMERICA RETIREMENT ADVISORS, LLC | TRANSAMERICA RETIREMENT ADVISORS, INC. | DIVERSIFIED RETIREMENT CORPORATION | DIVERSIFIED INVESTMENT ADVISORS, INC.
CRD#: 107319 / SEC#: 801-42910
RIA
Registered Investment Advisory firm - (12/16/1992 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(4/11/2025)
RR
Alaska(4/11/2025)
RR
Arizona(4/11/2025)
RR
Arkansas(4/11/2025)
RR
California(4/11/2025)
RR
Colorado(4/11/2025)
RR
Connecticut(4/11/2025)
RR
Delaware(4/11/2025)
RR
District of Columbia(4/11/2025)
RR
Florida(4/11/2025)
IAR
Florida(4/28/2025)
RR
Georgia(4/11/2025)
RR
Hawaii(4/11/2025)
RR
Idaho(4/11/2025)
RR
Illinois(4/11/2025)
RR
Indiana(4/11/2025)
RR
Iowa(4/11/2025)
RR
Kansas(4/11/2025)
RR
Kentucky(4/11/2025)
RR
Louisiana(4/11/2025)
RR
Maine(4/11/2025)
RR
Maryland(4/11/2025)
RR
Massachusetts(4/11/2025)
RR
Michigan(4/11/2025)
RR
Minnesota(4/11/2025)
RR
Mississippi(4/11/2025)
RR
Missouri(4/11/2025)
RR
Montana(4/11/2025)
RR
Nebraska(4/11/2025)
RR
Nevada(4/11/2025)
RR
New Hampshire(4/11/2025)
RR
New Jersey(4/11/2025)
RR
New Mexico(4/11/2025)
RR
New York(4/11/2025)
RR
North Carolina(4/11/2025)
RR
North Dakota(4/11/2025)
RR
Ohio(4/11/2025)
RR
Oklahoma(4/11/2025)
RR
Oregon(4/11/2025)
RR
Pennsylvania(4/11/2025)
RR
Puerto Rico(4/11/2025)
RR
Rhode Island(4/11/2025)
RR
South Carolina(4/11/2025)
RR
South Dakota(4/11/2025)
RR
Tennessee(4/11/2025)
RR
Texas(4/11/2025)
RR
Utah(4/11/2025)
RR
Vermont(4/11/2025)
RR
Virginia(4/11/2025)
RR
Washington(4/11/2025)
RR
West Virginia(4/11/2025)
RR
Wisconsin(4/11/2025)
RR
Wyoming(4/11/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
TR
TRANSAMERICA RETIREMENT ADVISORS, LLC
DIVERSIFIED INVESTMENT ADVISORS INC | TRANSAMERICA RETIREMENT ADVISORS, LLC | TRANSAMERICA RETIREMENT ADVISORS, INC. | DIVERSIFIED RETIREMENT CORPORATION | DIVERSIFIED INVESTMENT ADVISORS, INC.
CRD#: 107319 / SEC#: 801-42910
RIA
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Contact information
Main Address
6400 C Street Sw, Cedar Rapids, IA 52499
Mailing Address
Phone number
(866) 368-0566
Established
Firm type
Fiscal year end
# of Employees
383
SEC notice filing (53 States and Territories)
Documents
Part 2 Brochures
Regulatory assets under management
| Total Number of Accounts | 212,836 |
| AUM (Assets Under Management) | $ 16,157,423,229 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/10/2025 | ||
| 10/25/2024 | ||
| 07/25/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
