Daniel A. Miller
Professional summary
Daniel Aaron Miller, who also goes by Dan Aaron Miller, Danny Aaron Miller, is a registered financial professional currently at RAINE SECURITIES LLC located in San Francisco, California.
Daniel is registered as a RR (Registered Representative) and started their career in finance in 2015. Daniel has worked at 1 firm and has passed the Series 63, SIE, Series 7 and Series 79 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Daniel Aaron Miller's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 26, 2015 - Present
RAINE SECURITIES LLC
Office #1: One Lombard Street Suite 300, San Francisco, CA 94111State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/28/2024)
(12/9/2022)
Exams
FINRA
Current Firm
RAINE SECURITIES LLC
CRD#: 137873 / SEC#: , 8-67121
Contact information
FINRA licenses (27 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| RAINE ADVISORS LLC | OWNER | |
| CHIANESE, ALFRED JOSEPH III | CHIEF OPERATING OFFICER | 6339436 |
| DOHERTY, JAMES HUGH | PRINCIPAL OPERATIONS OFFICER | 4197747 |
| GARDNER, BRANDON WADE | PRESIDENT | 5767814 |
| RAVITCH, JOSEPH | CO-CHIEF EXECUTIVE OFFICER | 2504532 |
| RISHER, ANGELA RENEE | CHIEF COMPLIANCE OFFICER | 6676957 |
| SHAW, ANTHONY | FINOP, PRINCIPAL FINANCIAL OFFICER | 7338445 |
| SINE, JEFFREY ALAN | CO-CHIEF EXECUTIVE OFFICER | 1557736 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
