DH
Delaney Heenan
TRUSTMONT ADVISORY GROUP
BROOMALL, PA 19008
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CRD#: 6514041
DH
Professional summary
Delaney Heenan, who also goes by Delaney Lynn Heenan, is a registered financial advisor currently at TRUSTMONT ADVISORY GROUP, INC. located in Broomall, Pennsylvania and TRUSTMONT FINANCIAL GROUP, INC. located in Broomall, Pennsylvania.
Delaney is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2022. Delaney has worked at 2 firms and has passed the Series 63, Series 65, Series 6TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Delaney Lynn Heenan
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
DBA DELANEY L. HEENAN, 200 LAWRENCE RD, STE 500, BROOMALL, PA 19008. SALE OF LIFE,ANNUITIES, HEALTH INSURANCE, EQUITY INDEXED ANNUITIES, FIXED ANNUITIES AND LTC. 10 HPM NOT DURING SECURITIES TRADING HOURS. ADMINISTRATIVE ASSISTANT-JOHN MILLON , CPA, PC 200 LAWRENCE RD, STE 500, BROOMALL, PA 19008. DUTIES INCLUDE MEETING WITH TAX CLIENTS TO REVIEW TAX INFORMATION, INPUT AND REVIEW TAX RETURNS AND BOOKKEEPING. ALSO ACT AS A FINANCIAL SERVICES CLIENT COORDINATOR. 40 HPM DURING SECURITIES TRADING HOURS. MILLON FINANCIAL SERVICES, 200 LAWRENCE RD, STE 500, BROOMALL, PA 19008. SECURITIES AND INVESTMENT ADVISORY SERVICE MEETING WITH CLIENTS. 120 HPM. Delaney Heenan Tax & Financial Service LLC- 200 Lawrence Rd Ste 400/500 Broomall PA 19008- tax prep and tax filling service for individuals and business as an enrolled agent- 32 HPM
CRS (Client Relationship Summary) - RIA
Click below to view Delaney Heenan's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 15, 2022 - Present
TRUSTMONT ADVISORY GROUP, INC.
Office #1: 200 Lawrence Road, Ste 500, Broomall, PA 19008RIA
CRD#: 106015
BROOMALL, PA
Current
November 19, 2022 - Present
TRUSTMONT FINANCIAL GROUP, INC.
Office #1: 200 Lawrence Road, Ste 500, Broomall, PA 19008BD
CRD#: 18312
Broomall, PA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TA
TRUSTMONT ADVISORY GROUP, INC.
APPELMAN FINANCIAL | TRUSTMONT FINANCIAL GROUP, INC. | TRUSTMONT ADVISORY GROUP, INC. | TRUSTMARK ADVISORY GROUP, INC. | PWR PLANNERS | PRAXIS CAPITAL | HORIZON FINANCIAL ADVISORS | HELMICK & COMPANY WEALTH ADVISORS, LLC | CHAPEL HILL CAPITAL MANAGEMENT INC
CRD#: 106015 / SEC#: 801-30694
RIA
Registered Investment Advisory firm - (11/27/1987 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
IAR
New Jersey(11/17/2022)
RR
New Jersey(11/19/2022)
IAR
Pennsylvania(11/15/2022)
RR
Pennsylvania(11/19/2022)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 6TO
Date: 11/19/2022
Investment Company Products/Variable Contracts Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
TA
TRUSTMONT ADVISORY GROUP, INC.
APPELMAN FINANCIAL | TRUSTMONT FINANCIAL GROUP, INC. | TRUSTMONT ADVISORY GROUP, INC. | TRUSTMARK ADVISORY GROUP, INC. | PWR PLANNERS | PRAXIS CAPITAL | HORIZON FINANCIAL ADVISORS | HELMICK & COMPANY WEALTH ADVISORS, LLC | CHAPEL HILL CAPITAL MANAGEMENT INC
CRD#: 106015 / SEC#: 801-30694
RIA
Registered Investment Advisory firm - (11/27/1987 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
Scenic Drive Professional Center 200 Brush Run Road, Suite A, Greensburg, PA 15601
Mailing Address
Phone number
(724) 468-5665
Established
Firm type
Fiscal year end
# of Employees
59
SEC notice filing (27 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 5,387 |
| AUM (Assets Under Management) | $ 1,126,006,619 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
