LS
Leesa C. Sluder
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CRD#: 6512467
LS
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Leesa Childress Sluder, who also goes by Leesa Mary Childress, Leesa Childress Frankel, was a registered financial professional .
Leesa is a previously registered financial professional and started their career in finance in 2015. Leesa had worked at 3 firms and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Leesa Mary Childress | Leesa Childress Frankel
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) TRIPLE BOTTOM LINE CONSULTING, LLC; NON INVESTMENT RELATED; ASHEVILLE, NC;CONSULTING; FOUNDER AND MANAGING MEMBER; 10/2008; 3 HOURS PER MONTH, 0 HOURS DURING TRADING; COACHING FOR PROFESSIONALS. 2) UNITED METHODIST FOUNDATION OF WESTERN NORTH CAROLINA; NON INVESTMENT RELATED; 13816 PROFESSIONAL CENTER DR., SUITE 100, HUNTERSVILLE, NC 28078; BOARD MEMBER; 08/01/2020; 2 HOURS PER MONTH, 0 DURING TRADING; OVERSIGHT OF FOUNDATION EXECUTIVE DIRECTOR, FINANCES, AND PROGRAMS INCLUDING LEADERSHIP DEVELOPMENT. 3) GREEN BUILT ALLIANCE; NON INVESTMENT RELATED; 1 HAYWOOD STREET, FOURTH FLOOR, ASHEVILLE, NC 28801; BOARD MEMBER; 07/01/2019; 2 HOURS PER MONTH, 0 DURING TRADING; OVERSIGN OF NFP EXECUTIVE DIRECTOR, FINANCES AND PROGRAMS. 4) BOUNDLESS IMPACT; NON INVESTMENT RELATED; 2779 SOUTH CHURCH ST., SUITE 121, BURLINGTON, NC 27215; BOARD MEMBER; 01/01/2022; 1 HOUR PER MONTH, 0 DURING TRADING; OVERSIGHT OF NFP EXECUTIVE DIRECTOR, FINANCES AND PROGRAMS.
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Past
January 3, 2023 - April 30, 2024
PRIME CAPITAL FINANCIAL
RIA
CRD#: 288712
ASHEVILLE, NC
Past
January 13, 2017 - March 31, 2023
EARTH EQUITY ADVISORS, LLC
RIA
CRD#: 285554
ASHEVILLE, NC
Past
June 25, 2015 - January 9, 2017
MINERVA PLANNING GROUP
RIA
CRD#: 127263
ASHEVILLE, NC
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PRIME CAPITAL FINANCIAL
20/20 FINANCIAL ADVISORS | SUGARLOAF WEALTH MANAGEMENT | STONNINGTON GROUP | QUALIFIED PLAN ADVISORS | PROFESSIONAL FINANCIAL SERVICES | PRIME CAPITAL WELLNESS | PRIME CAPITAL WEALTH MANAGEMENT | PRIME CAPITAL WEALTH | PRIME CAPITAL RETIREMENT | PRIME CAPITAL INVESTMENT ADVISORS, LLC | PRIME CAPITAL FINANCIAL | PRIME CAPITAL FAMILY OFFICE | PIER FINANCIAL ADVISORS | LONGER FINANCIAL | LIBERTY WEALTH ADVISORS | GIESTING FINANCIAL | FINANCIAL NETWORK LIMITED | EARTH EQUITY ADVISORS | CROSSVAULT CAPITAL MANAGEMENT, LLC | CORNERSTONE COMPREHENSIVE WEALTH MANAGEMENT | BURNS ESTATE PLANNING & WEALTH MANAGEMENT | 2020 FINANCIAL ADVISORS
CRD#: 288712 / SEC#: 801-110709
RIA
Registered Investment Advisory firm - (6/23/2017 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
This advisor is not registered in any state.
Current Firm
PRIME CAPITAL FINANCIAL
20/20 FINANCIAL ADVISORS | SUGARLOAF WEALTH MANAGEMENT | STONNINGTON GROUP | QUALIFIED PLAN ADVISORS | PROFESSIONAL FINANCIAL SERVICES | PRIME CAPITAL WELLNESS | PRIME CAPITAL WEALTH MANAGEMENT | PRIME CAPITAL WEALTH | PRIME CAPITAL RETIREMENT | PRIME CAPITAL INVESTMENT ADVISORS, LLC | PRIME CAPITAL FINANCIAL | PRIME CAPITAL FAMILY OFFICE | PIER FINANCIAL ADVISORS | LONGER FINANCIAL | LIBERTY WEALTH ADVISORS | GIESTING FINANCIAL | FINANCIAL NETWORK LIMITED | EARTH EQUITY ADVISORS | CROSSVAULT CAPITAL MANAGEMENT, LLC | CORNERSTONE COMPREHENSIVE WEALTH MANAGEMENT | BURNS ESTATE PLANNING & WEALTH MANAGEMENT | 2020 FINANCIAL ADVISORS
CRD#: 288712 / SEC#: 801-110709
RIA
Registered Investment Advisory firm - (6/23/2017 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
6201 College Blvd. Suite #150, Overland Park, KS 66211
Mailing Address
Phone number
(800) 493-6226
Established
Firm type
Fiscal year end
# of Employees
387
SEC notice filing (52 States and Territories)
Documents
Part 2 Brochures
Regulatory assets under management
| Total Number of Accounts | 44,399 |
| AUM (Assets Under Management) | $ 30,111,066,570 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
