Tyler B. Mayo

LAZARD FRERES & CO. LLC

NEW YORK, NY 10020-5900

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CRD#: 6512101

Professional summary

Tyler Bryce Mayo is a registered financial professional currently at LAZARD FRERES & CO. LLC located in New York, New York.

Tyler is registered as a RR (Registered Representative) and started their career in finance in 2015. Tyler has worked at 3 firms and has passed the Series 63, SIE and Series 79 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Tyler Bryce Mayo's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 20, 2022 - Present

LAZARD FRERES & CO. LLC

Office #1: 30 Rockefeller Plaza, New York, NY 10020-5900

CRD#: 2528

NEW YORK, NY

Past

November 13, 2018 - August 12, 2022

HOULIHAN LOKEY CAPITAL, INC.

CRD#: 17708

DALLAS, TX

Past

July 9, 2018 - October 5, 2018

STEPHENS

CRD#: 3496

Dallas, TX

Past

September 10, 2015 - June 27, 2018

HOULIHAN LOKEY CAPITAL, INC.

CRD#: 17708

DALLAS, TX

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

New York
(7/20/2022)

Exams

State Security Law Exam

Series 63

Date: 7/31/2015

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 79

Date: 9/10/2015

Investment Banking Registered Representative Examination

SRO Registrations

FINRA

Current Firm

LAZARD FRERES & CO. LLC

LAZARD ASSET MANAGEMENT | LAZARD FRERES & CO. LLC | LAZARD FRERES & CO.

CRD#: 2528 / SEC#: , 8-2595

Broker-Dealer Firm Regulated by FINRA (New York district office)

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Contact information

Main Address

30 Rockefeller Plaza, New York, NY 10020-5900

Mailing Address

30 Rockefeller Plaza, New York, NY 10020-5900

Phone number

(212) 632-6000

Established

New York since 05/01/1995

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Large

# of Employees

FINRA licenses (52 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
LAZARD GROUP LLC	SOLE MEMBER
ANDERSON, MARK RICHARD	CCO	4769151
BERNHARD, JASON RUGGLES	CEO	1883841
WEBER, THOMAS JOSEPH	CFO	4854554

Disclosures

Regulatory Event	14
Civil Event	2

Red Flags

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Firm Stability Insights

Tyler B. Mayo

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Tyler Bryce Mayo's CRS (Customer Relationship Summary).

Certified licenses

Experience

LAZARD FRERES & CO. LLC

HOULIHAN LOKEY CAPITAL, INC.

STEPHENS

HOULIHAN LOKEY CAPITAL, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 7/31/2015

SIE

Date: 10/1/2018

Series 79

Date: 9/10/2015

FINRA

Current Firm

LAZARD FRERES & CO. LLC

Contact information

FINRA licenses (52 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

LAZARD FRERES & CO. LLC

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