Ruchi V. Patel
Professional summary
Ruchi Vinod Patel is a registered financial advisor currently at ALLIANCEBERNSTEIN L.P. located in San Francisco, California and SANFORD C. BERNSTEIN & CO., LLC located in San Francisco, California.
Ruchi is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2016. Ruchi has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Ruchi Vinod Patel's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 17, 2019 - Present
ALLIANCEBERNSTEIN L.P.
Office #1: 555 California Street 43rd Floor, San Francisco, CA 94104April 16, 2019 - Present
SANFORD C. BERNSTEIN & CO., LLC
Office #1: 555 California Street 44th Floor, San Francisco, CA, 94104April 25, 2016 - June 20, 2017
CHARLES SCHWAB & CO., INC.
April 5, 2016 - June 20, 2017
CHARLES SCHWAB & CO., INC.
Primary Firm SEC Registration
ALLIANCEBERNSTEIN L.P.
CRD#: 108477 / SEC#: 801-56720
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/16/2019)
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Exams
FINRA
Current Firm
ALLIANCEBERNSTEIN L.P.
CRD#: 108477 / SEC#: 801-56720
Contact information
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 68,593 |
| AUM (Assets Under Management) | $ 709,162,000,000 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/25/2024 | ||
| 10/27/2023 |
Red Flags
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