Vivek Tandon
Professional summary
Vivek Tandon is a registered financial professional currently at SEQUENCE FINANCIAL SPECIALISTS LLC located in Tampa, Florida.
Vivek is registered as a RR (Registered Representative) and started their career in finance in 2015. Vivek has worked at 2 firms and has passed the Series 63, SIE and Series 82 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Vivek Tandon's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 2, 2020 - Present
SEQUENCE FINANCIAL SPECIALISTS LLC
June 30, 2015 - July 20, 2020
HB SECURITIES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/7/2023)
(7/2/2020)
(6/18/2025)
(11/4/2024)
(4/6/2022)
(4/2/2025)
(6/29/2023)
(4/11/2024)
(3/12/2025)
(5/23/2023)
(8/24/2022)
(8/22/2025)
(4/6/2022)
(4/6/2022)
(6/30/2023)
(5/1/2023)
(8/1/2022)
(12/2/2024)
(2/27/2025)
(11/5/2021)
(12/11/2024)
(6/30/2023)
Exams
FINRA
Current Firm
SEQUENCE FINANCIAL SPECIALISTS LLC
CRD#: 132915 / SEC#: , 8-66657
Contact information
FINRA licenses (51 States and Territories)
Disclosures
| Regulatory Event | 1 |
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