Nathaniel T. Nead
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Nathaniel Thomas Nead, who also goes by Nate Thomas Nead, Nate Nead, was a registered financial professional .
Nathaniel is a previously registered financial professional and started their career in finance in 2015. Nathaniel had worked at 4 firms and has passed the Series 63, SIE, Series 79 and Series 82 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 19, 2019 - January 2, 2025
FOUR POINTS CAPITAL PARTNERS LLC
November 3, 2016 - April 24, 2019
RELIANCE WORLDWIDE INVESTMENTS, LLC
April 22, 2016 - May 31, 2016
SOURCE CAPITAL GROUP, INC.
June 30, 2015 - October 28, 2016
MERIT SECURITIES, LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
FOUR POINTS CAPITAL PARTNERS LLC
CRD#: 43149 / SEC#: , 8-50162
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 1 |
Red Flags
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